United States v. Morrison
529 U.S. 598
120 S.Ct. 1740
146 L.Ed.2d 658
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released,
as is being done in connection with this case, at the time the
opinion is issued. The syllabus constitutes no part of the opinion
of the Court but has been prepared by the Reporter of Decisions for
the convenience of the reader. See United States v. Detroit Timber
& Lumber Co., 200 U.S. 321, 337.
SUPREME COURT OF THE UNITED STATES
UNITED STATES
v.
MORRISON et al.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FOURTH
CIRCUIT
No. 99_5.
Argued January 11, 2000
Decided May 15, 2000
Petitioner Brzonkala filed suit, alleging, inter alia, that she was
raped by respondents while the three were students at the Virginia
Polytechnic Institute, and that this attack violated 42 U.S.C.
§ 13981 which provides a federal civil remedy for the victims
of gender-motivated violence. Respondents moved to dismiss on the
grounds that the complaint failed to state a claim and that
§13981's civil remedy is unconstitutional. Petitioner United
States intervened to defend the section's constitutionality. In
dismissing the complaint, the District Court held that it stated a
claim against respondents, but that Congress lacked authority to
enact §13981 under either §8 of the Commerce Clause or
§5 of the Fourteenth Amendment, which Congress had explicitly
identified as the sources of federal authority for §13981. The
en banc Fourth Circuit affirmed.
Held: Section 13981 cannot be sustained under the Commerce Clause
or §5 of the Fourteenth Amendment. Pp. 7_28.
(a) The Commerce Clause does not provide Congress with authority to
enact §13981's federal civil remedy. A congressional enactment
will be invalidated only upon a plain showing that Congress has
exceeded its constitutional bounds. See United States v. Lopez, 514
U.S. 549, 568, 577_578. Petitioners assert that §13981 can be
sustained under Congress' commerce power as a regulation of
activity that substantially affects interstate commerce. The proper
framework for analyzing such a claim is provided by the principles
the Court set out in Lopez. First, in Lopez, the noneconomic,
criminal nature of possessing a firearm in a school zone was
central to the Court's conclusion that Congress lacks authority to
regulate such possession. Similarly, gender-motivated crimes of
violence are not, in any sense, economic activity. Second, like the
statute at issue in Lopez, §13981 contains no jurisdictional
element establishing that the federal cause of action is in
pursuance of Congress' regulation of interstate commerce. Although
Lopez makes clear that such a jurisdictional element would lend
support to the argument that §13981 is sufficiently tied to
interstate commerce to come within Congress' authority, Congress
elected to cast §13981's remedy over a wider, and more purely
intrastate, body of violent crime. Third, although §13981,
unlike the Lopez statute, is supported by numerous findings
regarding the serious impact of gender-motivated violence on
victims and their families, these findings are substantially
weakened by the fact that they rely on reasoning that this Court
has rejected, namely a but-for causal chain from the initial
occurrence of violent crime to every attenuated effect upon
interstate commerce. If accepted, this reasoning would allow
Congress to regulate any crime whose nationwide, aggregated impact
has substantial effects on employment, production, transit, or
consumption. Moreover, such reasoning will not limit Congress to
regulating violence, but may be applied equally as well to family
law and other areas of state regulation since the aggregate effect
of marriage, divorce, and childrearing on the national economy is
undoubtedly significant. The Constitution requires a distinction
between what is truly national and what is truly local, and there
is no better example of the police power, which the Founders
undeniably left reposed in the States and denied the central
government, than the suppression of violent crime and vindication
of its victims. Congress therefore may not regulate noneconomic,
violent criminal conduct based solely on the conduct's aggregate
effect on interstate commerce. Pp. 7_19.
(b) Section 5 of the Fourteenth Amendment, which permits Congress
to enforce by appropriate legislation the constitutional guarantee
that no State shall deprive any person of life, liberty, or
property, without due process or deny any person equal protection
of the laws, City of Boerne v. Flores, 521 U.S. 507, 517, also does
not give Congress the authority to enact §13981. Petitioners'
assertion that there is pervasive bias in various state justice
systems against victims of gender-motivated violence is supported
by a voluminous congressional record. However, the Fourteenth
Amendment places limitations on the manner in which Congress may
attack discriminatory conduct. Foremost among them is the principle
that the Amendment prohibits only state action, not private
conduct. This was the conclusion reached in United States v.
Harris, 106 U.S. 629, and the Civil Rights Cases, 109 U.S. 3, which
were both decided shortly after the Amendment's adoption. The force
of the doctrine of stare decisis behind these decisions stems not
only from the length of time they have been on the books, but also
from the insight attributable to the Members of the Court at that
time, who all had intimate knowledge and familiarity with the
events surrounding the Amendment's adoption. Neither United States
v. Guest, 383 U.S. 745, nor District of Columbia v. Carter, 409
U.S. 418, casts any doubt on the enduring vitality of the Civil
Rights Cases and Harris. Assuming that there has been gender-based
disparate treatment by state authorities in this case, it would not
be enough to save §13981's civil remedy, which is directed not
at a State or state actor but at individuals who have committed
criminal acts motivated by gender bias. Section 13981 visits no
consequence on any Virginia public official involved in
investigating or prosecuting Brzonkala's assault, and it is thus
unlike any of the §5 remedies this Court has previously
upheld. See e.g., South Carolina v. Katzenbach, 383 U.S. 301.
Section 13981 is also different from previously upheld remedies in
that it applies uniformly throughout the Nation, even though
Congress' findings indicate that the problem addressed does not
exist in all, or even most, States. In contrast, the §5 remedy
in Katzenbach was directed only to those States in which Congress
found that there had been discrimination. Pp. 19_27.
169 F.3d 820, affirmed.
Rehnquist, C. J., delivered the opinion of the Court, in which
O'Connor, Scalia, Kennedy, and Thomas, JJ., joined. Thomas, J.,
filed a concurring opinion. Souter, J., filed a dissenting opinion,
in which Stevens, Ginsburg, and Breyer, JJ., joined. Breyer, J.,
filed a dissenting opinion, in which Stevens, J., joined, and in
which Souter and Ginsburg, JJ., joined as to Part I_A.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before
publication in the preliminary print of the United States Reports.
Readers are requested to notify the Reporter of Decisions, Supreme
Court of the United States, Washington, D. C. 20543, of any
typographical or other formal errors, in order that corrections may
be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
Nos. 99_5 and 99_29
UNITED STATES, PETITIONER
CHRISTY BRZONKALA, PETITIONER
v.
MORRISON
ON WRITS OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE FOURTH CIRCUIT
[May 15, 2000]
Chief Justice Rehnquist delivered the opinion of the Court.
In these cases we consider the constitutionality of 42 U.S.C.
§ 13981 which provides a federal civil remedy for the victims
of gender-motivated violence. The United States Court of Appeals
for the Fourth Circuit, sitting en banc, struck down §13981
because it concluded that Congress lacked constitutional authority
to enact the section's civil remedy. Believing that these cases are
controlled by our decisions in United States v. Lopez, 514 U.S. 549
(1995), United States v. Harris, 106 U.S. 629 (1883), and the Civil
Rights Cases, 109 U.S. 3 (1883), we affirm.
I
Petitioner Christy Brzonkala enrolled at Virginia Polytechnic
Institute (Virginia Tech) in the fall of 1994. In September of that
year, Brzonkala met respondents Antonio Morrison and James
Crawford, who were both students at Virginia Tech and members of
its varsity football team. Brzonkala alleges that, within 30
minutes of meeting Morrison and Crawford, they assaulted and
repeatedly raped her. After the attack, Morrison allegedly told
Brzonkala, "You better not have any _ diseases." Complaint
¶22. In the months following the rape, Morrison also allegedly
announced in the dormitory's dining room that he "like[d] to get
girls drunk and _ ." Id., ¶31. The omitted portions, quoted
verbatim in the briefs on file with this Court, consist of
boasting, debased remarks about what Morrison would do to women,
vulgar remarks that cannot fail to shock and offend.
Brzonkala alleges that this attack caused her to become severely
emotionally disturbed and depressed. She sought assistance from a
university psychiatrist, who prescribed antidepressant medication.
Shortly after the rape Brzonkala stopped attending classes and
withdrew from the university.
In early 1995, Brzonkala filed a complaint against respondents
under Virginia Tech's Sexual Assault Policy. During the
school-conducted hearing on her complaint, Morrison admitted having
sexual contact with her despite the fact that she had twice told
him "no." After the hearing, Virginia Tech's Judicial Committee
found insufficient evidence to punish Crawford, but found Morrison
guilty of sexual assault and sentenced him to immediate suspension
for two semesters.
Virginia Tech's dean of students upheld the judicial committee's
sentence. However, in July 1995, Virginia Tech informed Brzonkala
that Morrison intended to initiate a court challenge to his
conviction under the Sexual Assault Policy. University officials
told her that a second hearing would be necessary to remedy the
school's error in prosecuting her complaint under that policy,
which had not been widely circulated to students. The university
therefore conducted a second hearing under its Abusive Conduct
Policy, which was in force prior to the dissemination of the Sexual
Assault Policy. Following this second hearing the Judicial
Committee again found Morrison guilty and sentenced him to an
identical 2-semester suspension. This time, however, the
description of Morrison's offense was, without explanation, changed
from "sexual assault" to "using abusive language."
Morrison appealed his second conviction through the university's
administrative system. On August 21, 1995, Virginia Tech's senior
vice president and provost set aside Morrison's punishment. She
concluded that it was " `excessive when compared with other cases
where there has been a finding of violation of the Abusive Conduct
Policy,' " 132 F.3d 950, 955 (CA4 1997). Virginia Tech did not
inform Brzonkala of this decision. After learning from a newspaper
that Morrison would be returning to Virginia Tech for the fall 1995
semester, she dropped out of the university.
In December 1995, Brzonkala sued Morrison, Crawford, and Virginia
Tech in the United States District Court for the Western District
of Virginia. Her complaint alleged that Morrison's and Crawford's
attack violated §13981 and that Virginia Tech's handling of
her complaint violated Title IX of the Education Amendments of
1972, 86 Stat. 373_375, 20 U.S.C. § 1681_1688. Morrison and
Crawford moved to dismiss this complaint on the grounds that it
failed to state a claim and that §13981's civil remedy is
unconstitutional. The United States, petitioner in No. 99_5,
intervened to defend §13981's constitutionality.
The District Court dismissed Brzonkala's Title IX claims against
Virginia Tech for failure to state a claim upon which relief can be
granted. See Brzonkala v. Virginia Polytechnic and State Univ., 935
F. Supp. 772 (WD Va. 1996). It then held that Brzonkala's complaint
stated a claim against Morrison and Crawford under §13981, but
dismissed the complaint because it concluded that Congress lacked
authority to enact the section under either the Commerce Clause or
§5 of the Fourteenth Amendment. Brzonkala v. Virginia
Polytechnic and State Univ., 935 F. Supp. 779 (WD Va. 1996).
A divided panel of the Court of Appeals reversed the District
Court, reinstating Brzonkala's §13981 claim and her Title IX
hostile environment claim.1 Brzonkala v. Virginia Polytechnic and
State Univ., 132 F.3d 949 (CA4 1997). The full Court of Appeals
vacated the panel's opinion and reheard the case en banc. The en
banc court then issued an opinion affirming the District Court's
conclusion that Brzonkala stated a claim under §13981 because
her complaint alleged a crime of violence and the allegations of
Morrison's crude and derogatory statements regarding his treatment
of women sufficiently indicated that his crime was motivated by
gender animus.2 Nevertheless, the court by a divided vote affirmed
the District Court's conclusion that Congress lacked constitutional
authority to enact §13981's civil remedy. Brzonkala v.
Virginia Polytechnic and State Univ., 169 F.3d 820 (CA4 1999).
Because the Court of Appeals invalidated a federal statute on
constitutional grounds, we granted certiorari. 527 U.S. 1068
(1999).
Section 13981 was part of the Violence Against Women Act of 1994,
§40302, 108 Stat. 1941_1942. It states that "[a]ll persons
within the United States shall have the right to be free from
crimes of violence motivated by gender." 42 U.S.C. § 13981(b).
To enforce that right, subsection (c) declares:
"A person (including a person who acts under color of any statute,
ordinance, regulation, custom, or usage of any State) who commits a
crime of violence motivated by gender and thus deprives another of
the right declared in subsection (b) of this section shall be
liable to the party injured, in an action for the recovery of
compensatory and punitive damages, injunctive and declaratory
relief, and such other relief as a court may deem
appropriate."
Section 13981 defines a "crim[e] of violence motivated by gender"
as "a crime of violence committed because of gender or on the basis
of gender, and due, at least in part, to an animus based on the
victim's gender." §13981(d)(1). It also provides that the term
"crime of violence" includes any
"(A) _ act or series of acts that would constitute a felony against
the person or that would constitute a felony against property if
the conduct presents a serious risk of physical injury to another,
and that would come within the meaning of State or Federal offenses
described in section 16 of Title 18, whether or not those acts have
actually resulted in criminal charges, prosecution, or conviction
and whether or not those acts were committed in the special
maritime, territorial, or prison jurisdiction of the United States;
and
"(B) includes an act or series of acts that would constitute a
felony described in subparagraph (A) but for the relationship
between the person who takes such action and the individual against
whom such action is taken." §13981(d)(2).
Further clarifying the broad scope of §13981's civil remedy,
subsection (e)(2) states that "[n]othing in this section requires a
prior criminal complaint, prosecution, or conviction to establish
the elements of a cause of action under subsection (c) of this
section." And subsection (e)(3) provides a §13981 litigant
with a choice of forums: Federal and state courts "shall have
concurrent jurisdiction" over complaints brought under the
section.
Although the foregoing language of §13981 covers a wide swath
of criminal conduct, Congress placed some limitations on the
section's federal civil remedy. Subsection (e)(1) states that
"[n]othing in this section entitles a person to a cause of action
under subsection (c) of this section for random acts of violence
unrelated to gender or for acts that cannot be demonstrated, by a
preponderance of the evidence, to be motivated by gender."
Subsection (e)(4) further states that §13981 shall not be
construed "to confer on the courts of the United States
jurisdiction over any State law claim seeking the establishment of
a divorce, alimony, equitable distribution of marital property, or
child custody decree."
Every law enacted by Congress must be based on one or more of its
powers enumerated in the Constitution. "The powers of the
legislature are defined and limited; and that those limits may not
be mistaken or forgotten, the constitution is written." Marbury v.
Madison, 1 Cranch 137, 176 (1803) (Marshall, C. J.). Congress
explicitly identified the sources of federal authority on which it
relied in enacting §13981. It said that a "federal civil
rights cause of action" is established "[p]ursuant to the
affirmative power of Congress _ under section 5 of the Fourteenth
Amendment to the Constitution, as well as under section 8 of
Article I of the Constitution." 42 U.S.C. § 13981(a). We
address Congress' authority to enact this remedy under each of
these constitutional provisions in turn.
II
Due respect for the decisions of a coordinate branch of Government
demands that we invalidate a congressional enactment only upon a
plain showing that Congress has exceeded its constitutional bounds.
See United States v. Lopez, 514 U.S., at 568, 577_578 (Kennedy, J.,
concurring); United States v. Harris, 106 U.S., at 635. With this
presumption of constitutionality in mind, we turn to the question
whether §13981 falls within Congress' power under Article I,
§8, of the Constitution. Brzonkala and the United States rely
upon the third clause of the Article, which gives Congress power
"[t]o regulate Commerce with foreign Nations, and among the several
States, and with the Indian Tribes."
As we discussed at length in Lopez, our interpretation of the
Commerce Clause has changed as our Nation has developed. See Lopez,
514 U.S., at 552_557; id., at 568_574 (Kennedy, J., concurring);
id., at 584, 593_599 (Thomas, J., concurring). We need not repeat
that detailed review of the Commerce Clause's history here; it
suffices to say that, in the years since NLRB v. Jones &
Laughlin Steel Corp., 301 U.S. 1 (1937), Congress has had
considerably greater latitude in regulating conduct and
transactions under the Commerce Clause than our previous case law
permitted. See Lopez, 514 U.S., at 555_556; id., at 573_574
(Kennedy, J., concurring).
Lopez emphasized, however, that even under our modern, expansive
interpretation of the Commerce Clause, Congress' regulatory
authority is not without effective bounds. Id., at 557.
"[E]ven [our] modern-era precedents which have expanded
congressional power under the Commerce Clause confirm that this
power is subject to outer limits. In Jones & Laughlin Steel,
the Court warned that the scope of the interstate commerce power
`must be considered in the light of our dual system of government
and may not be extended so as to embrace effects upon interstate
commerce so indirect and remote that to embrace them, in view of
our complex society, would effectually obliterate the distinction
between what is national and what is local and create a completely
centralized government.' " Id., at 556_557 (quoting Jones &
Laughlin Steel, supra, at 37).3
As we observed in Lopez, modern Commerce Clause jurisprudence has
"identified three broad categories of activity that Congress may
regulate under its commerce power." 514 U.S., at 558 (citing Hodel
v. Virginia Surface Mining & Reclamation Assn., Inc., 452 U.S.
264, 276_277 (1981); Perez v. United States, 402 U.S. 146, 150
(1971)). "First, Congress may regulate the use of the channels of
interstate commerce." 514 U.S., at 558 (citing Heart of Atlanta
Motel, Inc. v. United States, 379 U.S. 241, 256 (1964); United
States v. Darby, 312 U.S. 100, 114 (1941)). "Second, Congress is
empowered to regulate and protect the instrumentalities of
interstate commerce, or persons or things in interstate commerce,
even though the threat may come only from intrastate activities."
514 U.S., at 558 (citing Shreveport Rate Cases, 234 U.S. 342
(1914); Southern R. Co. v. United States, 222 U.S. 20 (1911);
Perez, supra, at 150). "Finally, Congress' commerce authority
includes the power to regulate those activities having a
substantial relation to interstate commerce, _ i.e., those
activities that substantially affect interstate commerce." 514
U.S., at 558_559 (citing Jones & Laughlin Steel, supra, at
37).
Petitioners do not contend that these cases fall within either of
the first two of these categories of Commerce Clause regulation.
They seek to sustain §13981 as a regulation of activity that
substantially affects interstate commerce. Given §13981's
focus on gender-motivated violence wherever it occurs (rather than
violence directed at the instrumentalities of interstate commerce,
interstate markets, or things or persons in interstate commerce),
we agree that this is the proper inquiry.
Since Lopez most recently canvassed and clarified our case law
governing this third category of Commerce Clause regulation, it
provides the proper framework for conducting the required analysis
of §13981. In Lopez, we held that the Gun-Free School Zones
Act of 1990, 18 U.S.C. § 922(q)(1)(A), which made it a federal
crime to knowingly possess a firearm in a school zone, exceeded
Congress' authority under the Commerce Clause. See 514 U.S., at
551. Several significant considerations contributed to our
decision.
First, we observed that §922(q) was "a criminal statute that
by its terms has nothing to do with `commerce' or any sort of
economic enterprise, however broadly one might define those terms."
Id., at 561. Reviewing our case law, we noted that "we have upheld
a wide variety of congressional Acts regulating intrastate economic
activity where we have concluded that the activity substantially
affected interstate commerce." Id., at 559. Although we cited only
a few examples, including Wickard v. Filburn, 317 U.S. 111 (1942);
Hodel, supra; Perez, supra; Katzenbach v. McClung, 379 U.S. 294
(1964); and Heart of Atlanta Motel, supra, we stated that the
pattern of analysis is clear. Lopez, 514 U.S., at 559_560. "Where
economic activity substantially affects interstate commerce,
legislation regulating that activity will be sustained." Id., at
560.
Both petitioners and Justice Souter's dissent downplay the role
that the economic nature of the regulated activity plays in our
Commerce Clause analysis. But a fair reading of Lopez shows that
the noneconomic, criminal nature of the conduct at issue was
central to our decision in that case. See, e.g., id., at 551 ("The
Act [does not] regulat[e] a commercial activity"), 560 ("Even
Wickard, which is perhaps the most far reaching example of Commerce
Clause authority over intrastate activity, involved economic
activity in a way that the possession of a gun in a school zone
does not"), 561 ("Section 922(q) is not an essential part of a
larger regulation of economic activity"), 566 ("Admittedly, a
determination whether an intrastate activity is commercial or
noncommercial may in some cases result in legal uncertainty. But,
so long as Congress' authority is limited to those powers
enumerated in the Constitution, and so long as those enumerated
powers are interpreted as having judicially enforceable outer
limits, congressional legislation under the Commerce Clause always
will engender `legal uncertainty' "), 567 ("The possession of a gun
in a local school zone is in no sense an economic activity that
might, through repetition elsewhere, substantially affect any sort
of interstate commerce"); see also id., at 573_574 (Kennedy, J.,
concurring) (stating that Lopez did not alter our "practical
conception of commercial regulation" and that Congress may
"regulate in the commercial sphere on the assumption that we have a
single market and a uni- fied purpose to build a stable national
economy"), 577 ("Were the Federal Government to take over the
regulat- ion of entire areas of traditional state concern, areas
having nothing to do with the regulation of commercial activities,
the boundaries between the spheres of federal and state authority
would blur"), 580 ("[U]nlike the earlier cases to come before the
Court here neither the actors nor their conduct has a commercial
character, and neither the purposes nor the design of the statute
has an evident commercial nexus. The statute makes the simple
posses- sion of a gun within 1,000 feet of the grounds of the
school a criminal offense. In a sense any conduct in this
interdependent world of ours has an ultimate commercial origin or
consequence, but we have not yet said the commerce power may reach
so far" (citation omitted)). Lopez's re- view of Commerce Clause
case law demonstrates that in those cases where we have sustained
federal regulation of intrastate activity based upon the activity's
substantial effects on interstate commerce, the activity in
question has been some sort of economic endeavor. See id., at 559_
560.4
The second consideration that we found important in analyzing
§922(q) was that the statute contained "no express
jurisdictional element which might limit its reach to a discrete
set of firearm possessions that additionally have an explicit
connection with or effect on interstate commerce." Id., at 562.
Such a jurisdictional element may establish that the enactment is
in pursuance of Congress' regulation of interstate commerce.
Third, we noted that neither §922(q) " `nor its legislative
history contain[s] express congressional findings regarding the
effects upon interstate commerce of gun possession in a school
zone.' " Ibid. (quoting Brief for United States, O.T. 1994, No.
93_1260, pp. 5_6). While "Congress normally is not required to make
formal findings as to the substantial burdens that an activity has
on interstate commerce," 514 U.S., at 562 (citing McClung, 379
U.S., at 304; Perez, 402 U.S., at 156), the existence of such
findings may "enable us to evaluate the legislative judgment that
the activity in question substantially affect[s] interstate
commerce, even though no such substantial effect [is] visible to
the naked eye." 514 U.S., at 563.
Finally, our decision in Lopez rested in part on the fact that the
link between gun possession and a substantial effect on interstate
commerce was attenuated. Id., at 563_567. The United States argued
that the possession of guns may lead to violent crime, and that
violent crime "can be expected to affect the functioning of the
national economy in two ways. First, the costs of violent crime are
substantial, and, through the mechanism of insurance, those costs
are spread throughout the population. Second, violent crime reduces
the willingness of individuals to travel to areas within the
country that are perceived to be unsafe." Id., at 563_564 (citation
omitted). The Government also argued that the presence of guns at
schools poses a threat to the educational process, which in turn
threatens to produce a less efficient and productive workforce,
which will negatively affect national productivity and thus
interstate commerce. Ibid.
We rejected these "costs of crime" and "national productivity"
arguments because they would permit Congress to "regulate not only
all violent crime, but all activities that might lead to violent
crime, regardless of how tenuously they relate to interstate
commerce." Id., at 564. We noted that, under this but-for
reasoning:
"Congress could regulate any activity that it found was related to
the economic productivity of individual citizens: family law
(including marriage, divorce, and child custody), for example.
Under the[se] theories _ , it is difficult to perceive any
limitation on federal power, even in areas such as criminal law
enforcement or education where States historically have been
sovereign. Thus, if we were to accept the Government's arguments,
we are hard pressed to posit any activity by an individual that
Congress is without power to regulate." Ibid.
With these principles underlying our Commerce Clause jurisprudence
as reference points, the proper resolution of the present cases is
clear. Gender-motivated crimes of violence are not, in any sense of
the phrase, economic activity. While we need not adopt a
categorical rule against aggregating the effects of any noneconomic
activity in order to decide these cases, thus far in our Nation's
history our cases have upheld Commerce Clause regulation of
intrastate activity only where that activity is economic in nature.
See, e.g., id., at 559_560, and the cases cited therein.
Like the Gun-Free School Zones Act at issue in Lopez, §13981
contains no jurisdictional element establishing that the federal
cause of action is in pursuance of Congress' power to regulate
interstate commerce. Although Lopez makes clear that such a
jurisdictional element would lend support to the argument that
§13981 is sufficiently tied to interstate commerce, Congress
elected to cast §13981's remedy over a wider, and more purely
intrastate, body of violent crime.5
In contrast with the lack of congressional findings that we faced
in Lopez, §13981 is supported by numerous findings regarding
the serious impact that gender-motivated violence has on victims
and their families. See, e.g., H. R. Conf. Rep. No. 103_711, p. 385
(1994); S. Rep. No. 103_ 138, p. 40 (1993); S. Rep. No. 101_545, p.
33 (1990). But the existence of congressional findings is not
sufficient, by itself, to sustain the constitutionality of Commerce
Clause legislation. As we stated in Lopez, " `[S]imply because
Congress may conclude that a particular activity substantially
affects interstate commerce does not necessarily make it so.' " 514
U.S., at 557, n. 2 (quoting Hodel, 452 U.S., at 311 (Rehnquist, J.,
concurring in judgment)). Rather, " `[w]hether particular
operations affect interstate commerce sufficiently to come under
the constitutional power of Congress to regulate them is ultimately
a judicial rather than a legislative question, and can be settled
finally only by this Court.' " 514 U.S., at 557, n. 2 (quoting
Heart of Atlanta Motel, 379 U.S., at 273 (Black, J.,
concurring)).
In these cases, Congress' findings are substantially weakened by
the fact that they rely so heavily on a method of reasoning that we
have already rejected as unworkable if we are to maintain the
Constitution's enumeration of powers. Congress found that
gender-motivated violence affects interstate commerce
"by deterring potential victims from traveling interstate, from
engaging in employment in interstate business, and from transacting
with business, and in places involved in interstate commerce; _ by
diminishing national productivity, increasing medical and other
costs, and decreasing the supply of and the demand for interstate
products." H. R. Conf. Rep. No. 103_711, at 385.
Accord, S. Rep. No. 103_138, at 54. Given these findings and
petitioners' arguments, the concern that we expressed in Lopez that
Congress might use the Commerce Clause to completely obliterate the
Constitution's distinction between national and local authority
seems well founded. See Lopez, supra, at 564. The reasoning that
petitioners advance seeks to follow the but-for causal chain from
the initial occurrence of violent crime (the suppression of which
has always been the prime object of the States' police power) to
every attenuated effect upon interstate commerce. If accepted,
petitioners' reasoning would allow Congress to regulate any crime
as long as the nationwide, aggregated impact of that crime has
substantial effects on employment, production, transit, or
consumption. Indeed, if Congress may regulate gender-motivated
violence, it would be able to regulate murder or any other type of
violence since gender-motivated violence, as a subset of all
violent crime, is certain to have lesser economic impacts than the
larger class of which it is a part.
Petitioners' reasoning, moreover, will not limit Congress to
regulating violence but may, as we suggested in Lopez, be applied
equally as well to family law and other areas of traditional state
regulation since the aggregate effect of marriage, divorce, and
childrearing on the national econ-
omy is undoubtedly significant. Congress may have recognized this
specter when it expressly precluded §13981 from being used in
the family law context.6 See 42 U.S.C. § 13981(e)(4). Under
our written Constitution, however, the limitation of congressional
authority is not solely a matter of legislative grace.7 See Lopez,
supra, at 575_579 (Kennedy, J., concurring); Marbury, 1 Cranch, at
176_178.
We accordingly reject the argument that Congress may regulate
noneconomic, violent criminal conduct based solely on that
conduct's aggregate effect on interstate commerce. The Constitution
requires a distinction between what is truly national and what is
truly local. Lopez, 514 U.S., at 568 (citing Jones & Laughlin
Steel, 301 U.S., at 30). In recognizing this fact we preserve one
of the few principles that has been consistent since the Clause was
adopted. The regulation and punishment of intrastate violence that
is not directed at the instrumentalities, channels, or goods
involved in interstate commerce has always been the province of the
States. See, e.g., Cohens v. Virginia, 6 Wheat. 264, 426, 428
(1821) (Marshall, C. J.) (stating that Congress "has no general
right to punish murder committed within any of the States," and
that it is "clear _ that congress cannot punish felonies
generally"). Indeed, we can think of no better example of the
police power, which the Founders denied the National Government and
reposed in the States, than the suppression of violent crime and
vindication of its victims.8 See, e.g., Lopez, 514 U.S., at 566
("The Constitution _ withhold[s] from Congress a plenary police
power"); id., at 584_585 (Thomas, J., concurring) ("[W]e always
have rejected readings of the Commerce Clause and the scope of
federal power that would permit Congress to exercise a police
power"), 596_597, and n. 6 (noting that the first Congresses did
not enact nationwide punishments for criminal conduct under the
Commerce Clause).
III
Because we conclude that the Commerce Clause does not provide
Congress with authority to enact §13981, we address
petitioners' alternative argument that the section's civil remedy
should be upheld as an exercise of Congress' remedial power under
§5 of the Fourteenth Amendment. As noted above, Congress
expressly invoked the Fourteenth Amendment as a source of authority
to enact §13981.
The principles governing an analysis of congressional legislation
under §5 are well settled. Section 5 states that Congress may
" `enforce,' by `appropriate legislation' the constitutional
guarantee that no State shall deprive any person of `life, liberty
or property, without due process of law,' nor deny any person
`equal protection of the laws.' " City of Boerne v. Flores, 521
U.S. 507, 517 (1997). Section 5 is "a positive grant of legislative
power," Katzenbach v. Morgan, 384 U.S. 641, 651 (1966), that
includes authority to "prohibit conduct which is not itself
unconstitutional and [to] intrud[e] into `legislative spheres of
autonomy previously reserved to the States.' " Flores, supra, at
518 (quoting Fitzpatrick v. Bitzer, 427 U.S. 445, 455 (1976)); see
also Kimel v. Florida Bd. of Regents, 528 U.S. ___, ___ (2000)
(slip op., at 16). However, "[a]s broad as the congressional
enforcement power is, it is not unlimited." Oregon v. Mitchell, 400
U.S. 112, 128 (1970); see also Kimel, supra, at _______ (slip op.,
at 16_17). In fact, as we discuss in detail below, several
limitations inherent in §5's text and constitutional context
have been recognized since the Fourteenth Amendment was
adopted.
Petitioners' §5 argument is founded on an assertion that there
is pervasive bias in various state justice systems against victims
of gender-motivated violence. This assertion is supported by a
voluminous congressional record. Specifically, Congress received
evidence that many participants in state justice systems are
perpetuating an array of erroneous stereotypes and assumptions.
Congress concluded that these discriminatory stereotypes often
result in insufficient investigation and prosecution of
gender-motivated crime, inappropriate focus on the behavior and
credibility of the victims of that crime, and unacceptably lenient
punishments for those who are actually convicted of
gender-motivated violence. See H. R. Conf. Rep. No. 103_711, at
385_386; S. Rep. No. 103_138, at 38, 41_55; S. Rep. No. 102_197, at
33_35, 41, 43_47. Petitioners contend that this bias denies victims
of gender-motivated violence the equal protection of the laws and
that Congress therefore acted appropriately in enacting a private
civil remedy against the perpetrators of gender-motivated violence
to both remedy the States' bias and deter future instances of
discrimination in the state courts.
As our cases have established, state-sponsored gender
discrimination violates equal protection unless it " `serves
"important governmental objectives and _ the discriminatory means
employed" are "substantially related to the achievement of those
objectives." ' " United States v. Virginia, 518 U.S. 515, 533
(1996) (quoting Mississippi Univ. for Women v. Hogan, 458 U.S. 718,
724 (1982), in turn quoting Wengler v. Druggists Mut. Ins. Co., 446
U.S. 142, 150 (1980)). See also Craig v. Boren, 429 U.S. 190,
198_199 (1976). However, the language and purpose of the Fourteenth
Amendment place certain limitations on the manner in which Congress
may attack discriminatory conduct. These limitations are necessary
to prevent the Fourteenth Amendment from obliterating the Framers'
carefully crafted balance of power between the States and the
National Government. See Flores, supra, at 520_524 (reviewing the
history of the Fourteenth Amendment's enactment and discussing the
contemporary belief that the Amendment "does not concentrate power
in the general government for any purpose of police government
within the States") (quoting T. Cooley, Constitutional Limitations
294, n. 1 (2d ed. 1871)). Foremost among these limitations is the
time-honored principle that the Fourteenth Amendment, by its very
terms, prohibits only state action. "[T]he principle has become
firmly embedded in our constitutional law that the action inhibited
by the first section of the Fourteenth Amendment is only such
action as may fairly be said to be that of the States. That
Amendment erects no shield against merely private conduct, however
discriminatory or wrongful." Shelley v. Kraemer, 334 U.S. 1, 13,
and n. 12 (1948).
Shortly after the Fourteenth Amendment was adopted, we decided two
cases interpreting the Amendment's provisions, United States v.
Harris, 106 U.S. 629 (1883), and the Civil Rights Cases, 109 U.S. 3
(1883). In Harris, the Court considered a challenge to §2 of
the Civil Rights Act of 1871. That section sought to punish
"private persons" for "conspiring to deprive any one of the equal
protection of the laws enacted by the State." 106 U.S., at 639. We
concluded that this law exceeded Congress' §5 power because
the law was "directed exclusively against the action of private
persons, without reference to the laws of the State, or their
administration by her officers." Id., at 640. In so doing, we
reemphasized our statement from Virginia v. Rives, 100 U.S. 313,
318 (1880), that " `these provisions of the fourteenth amendment
have reference to State action exclusively, and not to any action
of private individuals.' " Harris, supra, at 639 (misquotation in
Harris).
We reached a similar conclusion in the Civil Rights Cases. In those
consolidated cases, we held that the public accommodation
provisions of the Civil Rights Act of 1875, which applied to purely
private conduct, were beyond the scope of the §5 enforcement
power. 109 U.S., at 11 ("Individual invasion of individual rights
is not the subject-matter of the [Fourteenth] [A]mendment"). See
also, e.g., Romer v. Evans, 517 U.S. 620, 628 (1996) ("[I]t was
settled early that the Fourteenth Amendment did not give Congress a
general power to prohibit discrimination in public
accommodations"); Lugar v. Edmondson Oil Co., 457 U.S. 922, 936
(1982) ("Careful adherence to the `state action' requirement
preserves an area of individual freedom by limiting the reach of
federal law and federal judicial power"); Blum v. Yaretsky, 457
U.S. 991, 1002 (1982); Moose Lodge No. 107 v. Irvis, 407 U.S. 163,
172 (1972); Adickes v. S. H. Kress & Co., 398 U.S. 144, 147 n.
2 (1970); United States v. Cruikshank, 92 U.S. 542, 554 (1876)
("The fourteenth amendment prohibits a state from depriving any
person of life, liberty, or property, without due process of law;
but this adds nothing to the rights of one citizen as against
another. It simply furnishes an additional guaranty against any
encroachment by the States upon the fundamental rights which belong
to every citizen as a member of society").
The force of the doctrine of stare decisis behind these decisions
stems not only from the length of time they have been on the books,
but also from the insight attributable to the Members of the Court
at that time. Every Member had been appointed by President Lincoln,
Grant, Hayes, Garfield, or Arthur-and each of their judicial
appointees obviously had intimate knowledge and familiarity with
the events surrounding the adoption of the Fourteenth
Amendment.
Petitioners contend that two more recent decisions have in effect
overruled this longstanding limitation on Congress' §5
authority. They rely on United States v. Guest, 383 U.S. 745
(1966), for the proposition that the rule laid down in the Civil
Rights Cases is no longer good law. In Guest, the Court reversed
the construction of an indictment under 18 U.S.C. § 241 saying
in the course of its opinion that "we deal here with issues of
statutory construction, not with issues of constitutional power."
383 U.S., at 749. Three Members of the Court, in a separate opinion
by Justice Brennan, expressed the view that the Civil Rights Cases
were wrongly decided, and that Congress could under §5
prohibit actions by private individuals. 383 U.S., at 774 (opinion
concurring in part and dissenting in part). Three other Members of
the Court, who joined the opinion of the Court, joined a separate
opinion by Justice Clark which in two or three sentences stated the
conclusion that Congress could "punis[h] all conspiracies-with or
without state action-that interfere with Fourteenth Amendment
rights." Id., at 762 (concurring opinion). Justice Harlan, in
another separate opinion, commented with respect to the statement
by these Justices:
"The action of three of the Justices who joined the Court's opinion
in nonetheless cursorily pronouncing themselves on the far-reaching
constitutional questions deliberately not reached in Part II seems
to me, to say the very least, extraordinary." Id., at 762, n. 1
(opinion concurring in part and dissenting in part).
Though these three Justices saw fit to opine on matters not before
the Court in Guest, the Court had no occasion to revisit the Civil
Rights Cases and Harris, having determined "the indictment
[charging private individuals with conspiring to deprive blacks of
equal access to state facilities] in fact contain[ed] an express
allegation of state involvement." 383 U.S., at 756. The Court
concluded that the implicit allegation of "active connivance by
agents of the State" eliminated any need to decide "the threshold
level that state action must attain in order to create rights under
the Equal Protection Clause." Ibid. All of this Justice Clark
explicitly acknowledged. See id., at 762 (concurring opinion) ("The
Court's interpretation of the indictment clearly avoids the
question whether Congress, by appropriate legislation, has the
power to punish private conspiracies that interfere with Fourteenth
Amendment rights, such as the right to utilize public
facilities").
To accept petitioners' argument, moreover, one must add to the
three Justices joining Justice Brennan's reasoned explanation for
his belief that the Civil Rights Cases were wrongly decided, the
three Justices joining Justice Clark's opinion who gave no
explanation whatever for their similar view. This is simply not the
way that reasoned constitutional adjudication proceeds. We
accordingly have no hesitation in saying that it would take more
than the naked dicta contained in Justice Clark's opinion, when
added to Justice Brennan's opinion, to cast any doubt upon the
enduring vitality of the Civil Rights Cases and Harris.
Petitioners also rely on District of Columbia v. Carter, 409 U.S.
418 (1973). Carter was a case addressing the question whether the
District of Columbia was a "State" within the meaning of Rev. Stat.
§1979, 42 U.S.C. § 1983-a section which by its terms
requires state action before it may be employed. A footnote in that
opinion recites the same litany respecting Guest that petitioners
rely on. This litany is of course entirely dicta, and in any event
cannot rise above its source. We believe that the description of
the §5 power contained in the Civil Rights Cases is
correct:
"But where a subject has not submitted to the general legislative
power of Congress, but is only submitted thereto for the purpose of
rendering effective some prohibition against particular [s]tate
legislation or [s]tate action in reference to that subject, the
power given is limited by its object, any legislation by Congress
in the matter must necessarily be corrective in its character,
adapted to counteract and redress the operation of such prohibited
state laws or proceedings of [s]tate officers." 109 U.S., at
18.
Petitioners alternatively argue that, unlike the situation in the
Civil Rights Cases, here there has been gender-based disparate
treatment by state authorities, whereas in those cases there was no
indication of such state action. There is abundant evidence,
however, to show that the Congresses that enacted the Civil Rights
Acts of 1871 and 1875 had a purpose similar to that of Congress in
enacting §13981: There were state laws on the books bespeaking
equality of treatment, but in the administration of these laws
there was discrimination against newly freed slaves. The statement
of Representative Garfield in the House and that of Senator Sumner
in the Senate are representative:
"[T]he chief complaint is not that the laws of the State are
unequal, but that even where the laws are just and equal on their
face, yet, by a systematic maladministration of them, or a neglect
or refusal to enforce their provisions, a portion of the people are
denied equal protection under them." Cong. Globe, 42d Cong., 1st
Sess., App. 153 (1871) (statement of Rep. Garfield).
"The Legislature of South Carolina has passed a law giving
precisely the rights contained in your `supplementary civil rights
bill.' But such a law remains a dead letter on her statute-books,
because the State courts, comprised largely of those whom the
Senator wishes to obtain amnesty for, refuse to enforce it." Cong.
Globe, 42d Cong., 2d Sess., 430 (1872) (statement of Sen.
Sumner).
See also, e.g., Cong. Globe, 42d Cong., 1st Sess., at 653
(statement of Sen. Osborn); id., at 457 (statement of Rep. Coburn);
id., at App. 78 (statement of Rep. Perry); 2 Cong. Rec. 457 (1874)
(statement of Rep. Butler); 3 Cong. Rec. 945 (1875) (statement of
Rep. Lynch).
But even if that distinction were valid, we do not believe it would
save §13981's civil remedy. For the remedy is simply not
"corrective in its character, adapted to counteract and redress the
operation of such prohibited [s]tate laws or proceedings of [s]tate
officers." Civil Rights Cases, 109 U.S., at 18. Or, as we have
phrased it in more recent cases, prophylactic legislation under
§5 must have a " `congruence and proportionality between the
injury to be prevented or remedied and the means adopted to that
end." Florida Prepaid Postsecondary Ed. Expense Bd. v. College
Savings Bank, 527 U.S. 627, 639 (1999); Flores, 521 U.S., at 526.
Section 13981 is not aimed at proscribing discrimination by
officials which the Fourteenth Amendment might not itself
proscribe; it is directed not at any State or state actor, but at
individuals who have committed criminal acts motivated by gender
bias.
In the present cases, for example, §13981 visits no
consequence whatever on any Virginia public official involved in
investigating or prosecuting Brzonkala's assault. The section is,
therefore, unlike any of the §5 remedies that we have
previously upheld. For example, in Katzenbach v. Morgan, 384 U.S.
641 (1966), Congress prohibited New York from imposing literacy
tests as a prerequisite for voting because it found that such a
requirement disenfranchised thousands of Puerto Rican immigrants
who had been educated in the Spanish language of their home
territory. That law, which we upheld, was directed at New York
officials who administered the State's election law and prohibited
them from using a provision of that law. In South Carolina v.
Katzenbach, 383 U.S. 301 (1966), Congress imposed voting rights
requirements on States that, Congress found, had a history of
discriminating against blacks in voting. The remedy was also
directed at state officials in those States. Similarly, in Ex parte
Virginia, 100 U.S. 339 (1880), Congress criminally punished state
officials who intentionally discriminated in jury selection; again,
the remedy was directed to the culpable state official.
Section 13981 is also different from these previously upheld
remedies in that it applies uniformly throughout the Nation.
Congress' findings indicate that the problem of discrimination
against the victims of gender-motivated crimes does not exist in
all States, or even most States. By contrast, the §5 remedy
upheld in Katzenbach v. Morgan, supra, was directed only to the
State where the evil found by Congress existed, and in South
Carolina v. Katzenbach, supra, the remedy was directed only to
those States in which Congress found that there had been
discrimination.
For these reasons, we conclude that Congress' power under §5
does not extend to the enactment of §13981.
IV
Petitioner Brzonkala's complaint alleges that she was the victim of
a brutal assault. But Congress' effort in §13981 to provide a
federal civil remedy can be sustained neither under the Commerce
Clause nor under §5 of the Fourteenth Amendment. If the
allegations here are true, no civilized system of justice could
fail to provide her a remedy for the conduct of respondent
Morrison. But under our federal system that remedy must be provided
by the Commonwealth of Virginia, and not by the United States. The
judgment of the Court of Appeals is
Affirmed.
Thomas, J., concurring
Justice Thomas, concurring.
The majority opinion correctly applies our decision in United
States v. Lopez, 514 U.S. 549 (1995), and I join it in full. I
write separately only to express my view that the very notion of a
"substantial effects" test under the Commerce Clause is
inconsistent with the original understanding of Congress' powers
and with this Court's early Commerce Clause cases. By continuing to
apply this rootless and malleable standard, however circumscribed,
the Court has encouraged the Federal Government to persist in its
view that the Commerce Clause has virtually no limits. Until this
Court replaces its existing Commerce Clause jurisprudence with a
standard more consistent with the original understanding, we will
continue to see Congress appropriating state police powers under
the guise of regulating commerce.
Souter, J., dissenting
Justice Souter, with whom Justice Stevens, Justice Ginsburg, and
Justice Breyer join, dissenting.
The Court says both that it leaves Commerce Clause precedent
undisturbed and that the Civil Rights Remedy of the Violence
Against Women Act of 1994, 42 U.S.C. § 13981 exceeds
Congress's power under that Clause. I find the claims
irreconcilable and respectfully dissent.1
I
Our cases, which remain at least nominally undisturbed, stand for
the following propositions. Congress has the power to legislate
with regard to activity that, in the aggregate, has a substantial
effect on interstate commerce. See Wickard v. Filburn, 317 U.S.
111, 124_128 (1942); Hodel v. Virginia Surface Mining &
Reclamation Assn., 452 U.S. 264, 277 (1981). The fact of such a
substantial effect is not an issue for the courts in the first
instance, ibid., but for the Congress, whose institutional capacity
for gathering evidence and taking testimony far exceeds ours. By
passing legislation, Congress indicates its conclusion, whether
explicitly or not, that facts support its exercise of the commerce
power. The business of the courts is to review the congressional
assessment, not for soundness but simply for the rationality of
concluding that a jurisdictional basis exists in fact. See ibid.
Any explicit findings that Congress chooses to make, though not
dispositive of the question of rationality, may advance judicial
review by identifying factual authority on which Congress relied.
Applying those propositions in these cases can lead to only one
conclusion.
One obvious difference from United States v. Lopez, 514 U.S. 549
(1995), is the mountain of data assembled by Congress, here showing
the effects of violence against women on interstate commerce.2
Passage of the Act in 1994 was preceded by four years of hearings,3
which included testimony from physicians and law professors; 4 from
survivors of rape and domestic violence; 5 and from representatives
of state law enforcement and private business.6 The record includes
reports on gender bias from task forces in 21 States,7 and we have
the benefit of specific factual findings in the eight separate
Reports issued by Congress and its committees over the long course
leading to enactment.8 Compare Hodel, 452 U.S., at 278_279 (noting
"extended hearings," "vast amounts of testimony and documentary
evidence," and "years of the most thorough legislative
consideration").
With respect to domestic violence, Congress received evidence for
the following findings:
"Three out of four American women will be victims of violent crimes
sometime during their life." H. R. Rep. No. 103_395 p. 25 (1993)
(citing U.S. Dept. of Justice, Report to the Nation on Crime and
Justice 29 (2d ed. 1988)).
"Violence is the leading cause of injuries to women ages 15 to 44 _
." S. Rep. No. 103_138, p. 38 (1993) (citing Surgeon General
Antonia Novello, From the Surgeon General, U.S. Public Health
Services, 267 JAMA 3132 (1992)).
"[A]s many as 50 percent of homeless women and children are fleeing
domestic violence." S. Rep. No. 101_545, p. 37 (1990) (citing E.
Schneider, Legal Reform Efforts for Battered Women: Past, Present,
and Future (July 1990)).
"Since 1974, the assault rate against women has outstripped the
rate for men by at least twice for some age groups and far more for
others." S. Rep. No. 101_545, at 30 (citing Bureau of Justice
Statistics, Criminal Victimization in the United States (1974)
(Table 5)).
"[B]attering `is the single largest cause of injury to women in the
United States.' " S. Rep. No. 101_545, at 37 (quoting Van Hightower
& McManus, Limits of State Constitutional Guarantees: Lessons
from Efforts to Implement Domestic Violence Policies, 49 Pub.
Admin. Rev. 269 (May/June 1989).
"An estimated 4 million American women are battered each year by
their husbands or partners." H. R. Rep. No. 103_395, at 26 (citing
Council on Scientific Affairs, American Medical Assn., Violence
Against Women: Relevance for Medical Practitioners, 267 JAMA 3184,
3185 (1992).
"Over 1 million women in the United States seek medical assistance
each year for injuries sustained [from] their husbands or other
partners." S. Rep. No. 101_545, at 37 (citing Stark &
Flitcraft, Medical Therapy as Repression: The Case of the Battered
Woman, Health & Medicine (Summer/Fall 1982).
"Between 2,000 and 4,000 women die every year from [domestic]
abuse." S. Rep. No. 101_545, at 36 (citing Schneider, supra).
"[A]rrest rates may be as low as 1 for every 100 domestic
assaults." S. Rep. No. 101_545, at 38 (citing Dutton, Profiling of
Wife Assaulters: Preliminary Evidence for Trimodal Analysis, 3
Violence and Victims 5_30 (1988)).
"Partial estimates show that violent crime against women costs this
country at least 3 billion-not million, but billion-dollars a
year." S. Rep. No. 101_545, at 33 (citing Schneider, supra, at
4).
"[E]stimates suggest that we spend $5 to $10 billion a year on
health care, criminal justice, and other social costs of domestic
violence." S. Rep. No. 103_138, at 41 (citing Biden, Domestic
Violence: A Crime, Not a Quarrel, Trial 56 (June 1993)).
The evidence as to rape was similarly extensive, supporting these
conclusions:
"[The incidence of] rape rose four times as fast as the total
national crime rate over the past 10 years." S. Rep. No. 101_545,
at 30 (citing Federal Bureau of Investigation Uniform Crime Reports
(1988)).
"According to one study, close to half a million girls now in high
school will be raped before they graduate." S. Rep. No. 101_545, at
31 (citing R. Warshaw, I Never Called it Rape 117 (1988)).
"[One hundred twenty&nbhyph;five thousand] college women can
expect to be raped during this-or any-year." S. Rep. No. 101_545,
at 43 (citing testimony of Dr. Mary Koss before the Senate
Judiciary Committee, Aug. 29, 1990).
"[T]hree-quarters of women never go to the movies alone after dark
because of the fear of rape and nearly 50 percent do not use public
transit alone after dark for the same reason." S. Rep. No. 102_197,
p. 38 (1991) (citing M. Gordon & S. Riger, The Female Fear 15
(1989)).
"[Forty-one] percent of judges surveyed believed that juries give
sexual assault victims less credibility than other crime victims."
S. Rep. No. 102_197, at 47 (citing Colorado Supreme Court Task
Force on Gender Bias in the Courts, Gender Justice in the Colorado
Courts 91 (1990)).
"Less than 1 percent of all [rape] victims have collected damages."
S. Rep. No. 102_197, at 44 (citing report by Jury Verdict Research,
Inc.).
" `[A]n individual who commits rape has only about 4 chances in 100
of being arrested, prosecuted, and found guilty of any offense.' "
S. Rep. No. 101_545, at 33, n. 30 (quoting H. Feild & L.
Bienen, Jurors and Rape: A Study in Psychology and Law 95
(1980)).
"Almost one-quarter of convicted rapists never go to prison and
another quarter received sentences in local jails where the average
sentence is 11 months." S. Rep. No. 103_138, at 38 (citing Majority
Staff Report of Senate Committee on the Judiciary, The Response to
Rape: Detours on the Road to Equal Justice, 103d Cong., 1st Sess.,
2 (Comm. Print 1993)).
"[A]lmost 50 percent of rape victims lose their jobs or are forced
to quit because of the crime's severity." S. Rep. No. 102_197, at
53 (citing Ellis, Atkeson, & Calhoun, An Assessment of
Long-Term Reaction to Rape, 90 J. Abnormal Psych., No. 3, p. 264
(1981).
Based on the data thus partially summarized, Congress found
that
"crimes of violence motivated by gender have a substantial adverse
effect on interstate commerce, by deterring potential victims from
traveling interstate, from engaging in employment in interstate
business, and from transacting with business, and in places
involved, in interstate commerce _[,] by diminishing national
productivity, increasing medical and other costs, and decreasing
the supply of and the demand for interstate products _ ." H. R.
Conf. Rep. No. 103_711, p. 385 (1994).
Congress thereby explicitly stated the predicate for the exercise
of its Commerce Clause power. Is its conclusion irrational in view
of the data amassed? True, the methodology of particular studies
may be challenged, and some of the figures arrived at may be
disputed. But the sufficiency of the evidence before Congress to
provide a rational basis for the finding cannot seriously be
questioned. Cf. Turner Broadcasting System, Inc. v. FCC, 520 U.S.
180, 199 (1997) ("The Constitution gives to Congress the role of
weighing conflicting evidence in the legislative process").
Indeed, the legislative record here is far more voluminous than the
record compiled by Congress and found sufficient in two prior cases
upholding Title II of the Civil Rights Act of 1964 against Commerce
Clause challenges. In Heart of Atlanta Motel, Inc. v. United
States, 379 U.S. 241 (1964), and Katzenbach v. McClung, 379 U.S.
294 (1964), the Court referred to evidence showing the consequences
of racial discrimination by motels and restaurants on interstate
commerce. Congress had relied on compelling anecdotal reports that
individual instances of segregation cost thousands to millions of
dollars. See Civil Rights-Public Accommodations, Hearings on S.
1732 before the Senate Committee on Commerce, 88th Cong., 1st
Sess., App. V, pp. 1383_1387 (1963). Congress also had evidence
that the average black family spent substantially less than the
average white family in the same income range on public
accommodations, and that discrimination accounted for much of the
difference. H. R. Rep. No. 88_914, pt. 2, pp. 9_10, and Table II
(1963) (Additional Views on H. R. 7152 of Hon. William M.
McCulloch, Hon. John V. Lindsay, Hon. William T. Cahill, Hon.
Garner E. Shriver, Hon. Clark MacGregor, Hon. Charles McC. Mathias,
Hon. James E. Bromwell).
While Congress did not, to my knowledge, calculate aggregate dollar
values for the nationwide effects of racial discrimination in 1964,
in 1994 it did rely on evidence of the harms caused by domestic
violence and sexual assault, citing annual costs of $3 billion in
1990, see S. Rep. 101_545, and $5 to $10 billion in 1993, see S.
Rep. No. 103_138, at 41.9 Equally important, though, gender-based
violence in the 1990's was shown to operate in a manner similar to
racial discrimination in the 1960's in reducing the mobility of
employees and their production and consumption of goods shipped in
interstate commerce. Like racial discrimination, "[g]ender-based
violence bars its most likely targets-women-from full
partic[ipation] in the national economy." Id., at 54.
If the analogy to the Civil Rights Act of 1964 is not plain enough,
one can always look back a bit further. In Wickard, we upheld the
application of the Agricultural Adjustment Act to the planting and
consumption of homegrown wheat. The effect on interstate commerce
in that case followed from the possibility that wheat grown at home
for personal consumption could either be drawn into the market by
rising prices, or relieve its grower of any need to purchase wheat
in the market. See 317 U.S., at 127_129. The Commerce Clause
predicate was simply the effect of the production of wheat for home
consumption on supply and demand in interstate commerce. Supply and
demand for goods in interstate commerce will also be affected by
the deaths of 2,000 to 4,000 women annually at the hands of
domestic abusers, see S. Rep. No. 101_545, at 36, and by the
reduction in the work force by the 100,000 or more rape victims who
lose their jobs each year or are forced to quit, see id., at 56, H.
R. Rep. No. 103_395, at 25_26. Violence against women may be found
to affect interstate commerce and affect it substantially.10
II
The Act would have passed muster at any time between Wickard in
1942 and Lopez in 1995, a period in which the law enjoyed a stable
understanding that congressional power under the Commerce Clause,
complemented by the authority of the Necessary and Proper Clause,
Art. I. §8 cl. 18, extended to all activity that, when
aggregated, has a substantial effect on interstate commerce. As
already noted, this understanding was secure even against the
turmoil at the passage of the Civil Rights Act of 1964, in the
aftermath of which the Court not only reaffirmed the cumulative
effects and rational basis features of the substantial effects
test, see Heart of Atlanta, supra, at 258; McClung, supra, at
301_305, but declined to limit the commerce power through a formal
distinction between legislation focused on "commerce" and statutes
addressing "moral and social wrong[s]," Heart of Atlanta, supra, at
257.
The fact that the Act does not pass muster before the Court today
is therefore proof, to a degree that Lopez was not, that the
Court's nominal adherence to the substantial effects test is merely
that. Although a new jurisprudence has not emerged with any
distinctness, it is clear that some congressional conclusions about
obviously substantial, cumulative effects on commerce are being
assigned lesser values than the once-stable doctrine would assign
them. These devaluations are accomplished not by any express
repudiation of the substantial effects test or its application
through the aggregation of individual conduct, but by supplanting
rational basis scrutiny with a new criterion of review.
Thus the elusive heart of the majority's analysis in these cases is
its statement that Congress's findings of fact are "weakened" by
the presence of a disfavored "method of reasoning." Ante, at 14.
This seems to suggest that the "substantial effects" analysis is
not a factual enquiry, for Congress in the first instance with
subsequent judicial review looking only to the rationality of the
congressional conclusion, but one of a rather different sort,
dependent upon a uniquely judicial competence.
This new characterization of substantial effects has no support in
our cases (the self-fulfilling prophecies of Lopez aside), least of
all those the majority cites. Perhaps this explains why the
majority is not content to rest on its cited precedent but claims a
textual justification for moving toward its new system of
congressional deference subject to selective discounts. Thus it
purports to rely on the sensible and traditional understanding that
the listing in the Constitution of some powers implies the
exclusion of others unmentioned. See Gibbons v. Ogden, 9 Wheat. 1,
195 (1824); ante, at 10; The Federalist No. 45, p. 313 (J. Cooke
ed. 1961) (J. Madison).11 The majority stresses that Art. I,
§8, enumerates the powers of Congress, including the commerce
power, an enumeration implying the exclusion of powers not
enumerated. It follows, for the majority, not only that there must
be some limits to "commerce," but that some particular subjects
arguably within the commerce power can be identified in advance as
excluded, on the basis of characteristics other than their
commercial effects. Such exclusions come into sight when the
activity regulated is not itself commercial or when the States have
traditionally addressed it in the exercise of the general police
power, conferred under the state constitutions but never extended
to Congress under the Constitution of the Nation, see Lopez, 514
U.S., at 566. Ante, at 16.
The premise that the enumeration of powers implies that other
powers are withheld is sound; the conclusion that some particular
categories of subject matter are therefore presumptively beyond the
reach of the commerce power is, however, a non sequitur. From the
fact that Art. I, §8, cl. 3 grants an authority limited to
regulating commerce, it follows only that Congress may claim no
authority under that section to address any subject that does not
affect commerce. It does not at all follow that an activity
affecting commerce nonetheless falls outside the commerce power,
depending on the specific character of the activity, or the
authority of a State to regulate it along with Congress.12 My
disagreement with the majority is not, however, confined to logic,
for history has shown that categorical exclusions have proven as
unworkable in practice as they are unsupportable in theory.
A
Obviously, it would not be inconsistent with the text of the
Commerce Clause itself to declare "noncommercial" primary activity
beyond or presumptively beyond the scope of the commerce power.
That variant of categorical approach is not, however, the sole
textually permissible way of defining the scope of the Commerce
Clause, and any such neat limitation would at least be suspect in
the light of the final sentence of Article I, §8, authorizing
Congress to make "all Laws _ necessary and proper" to give effect
to its enumerated powers such as commerce. See United States v.
Darby, 312 U.S. 100, 118 (1941) ("The power of Congress _ extends
to those activities intrastate which so affect interstate commerce
or the exercise of the power of Congress over it as to make
regulation of them appropriate means to the attainment of a
legitimate end, the exercise of the granted power of Congress to
regulate interstate commerce"). Accordingly, for significant
periods of our history, the Court has defined the commerce power as
plenary, unsusceptible to categorical exclusions, and this was the
view expressed throughout the latter part of the 20th century in
the substantial effects test. These two conceptions of the commerce
power, plenary and categorically limited, are in fact old rivals,
and today's revival of their competition summons up familiar
history, a brief reprise of which may be helpful in posing what I
take to be the key question going to the legitimacy of the
majority's decision to breathe new life into the approach of
categorical limitation.
Chief Justice Marshall's seminal opinion in Gibbons v. Ogden,
supra, at 193_194, construed the commerce power from the start with
"a breadth never yet exceeded," Wickard v. Filburn, 317 U.S., at
120. In particular, it is worth noting, the Court in Wickard did
not regard its holding as exceeding the scope of Chief Justice
Marshall's view of interstate commerce; Wickard applied an
aggregate effects test to ostensibly domestic, noncommercial
farming consistently with Chief Justice Marshall's indication that
the commerce power may be understood by its exclusion of subjects,
among others, "which do not affect other States," Gibbons, 9
Wheat., at 195. This plenary view of the power has either prevailed
or been acknowledged by this Court at every stage of our
jurisprudence. See, e.g., id., at 197; Nashville, C. & St. L.
R. Co. v. Alabama, 128 U.S. 96, 99_100 (1888); Lottery Case, 188
U.S. 321, 353 (1903); Minnesota Rate Cases, 230 U.S. 352, 398
(1913); United States v. California, 297 U.S. 175, 185 (1936);
United States v. Darby, 312 U.S. 100, 115 (1941); Heart of Atlanta
Motel, Inc. v. United States, 379 U.S., at 255; Hodel v. Indiana,
452 U.S., at 324. And it was this understanding, free of
categorical qualifications, that prevailed in the period after 1937
through Lopez, as summed up by Justice Harlan: " `Of course, the
mere fact that Congress has said when particular activity shall be
deemed to affect commerce does not preclude further examination by
this Court. But where we find that the legislators _ have a
rational basis for finding a chosen regulatory scheme necessary to
the protection of commerce, our investigation is at an end.' "
Maryland v. Wirtz, 392 U.S. 183, 190 (1968) (quoting Katzenbach v.
McClung, 379 U.S., at 303_304).
Justice Harlan spoke with the benefit of hindsight, for he had seen
the result of rejecting the plenary view, and today's attempt to
distinguish between primary activities affecting commerce in terms
of the relatively commercial or noncommercial character of the
primary conduct proscribed comes with the pedigree of near-tragedy
that I outlined in United States v. Lopez, supra, at 603
(dissenting opinion). In the half century following the modern
activation of the commerce power with passage of the Interstate
Commerce Act in 1887, this Court from time to time created
categorical enclaves beyond congressional reach by declaring such
activities as "mining," "production," "manufacturing," and union
membership to be outside the definition of "commerce" and by
limiting application of the effects test to "direct" rather than
"indirect" commercial consequences. See, e.g., United States v. E.
C. Knight Co., 156 U.S. 1 (1895) (narrowly construing the Sherman
Antitrust Act in light of the distinction between "commerce" and
"manufacture"); In re Heff, 197 U.S. 488, 505_506 (1905) (stating
that Congress could not regulate the intrastate sale of liquor);
The Employers' Liability Cases, 207 U.S. 463, 495_496 (1908)
(invalidating law governing tort liability for common carriers
operating in interstate commerce because the effects on commerce
were indirect); Adair v. United States, 208 U.S. 161 (1908)
(holding that labor union membership fell outside "commerce");
Hammer v. Dagenhart, 247 U.S. 251 (1918) (invalidating law
prohibiting interstate shipment of goods manufactured with child
labor as a regulation of "manufacture"); A. L. A. Schechter Poultry
Corp. v. United States, 295 U.S. 495, 545_548 (1935) (invalidating
regulation of activities that only "indirectly" affected commerce);
Railroad Retirement Bd. v. Alton R. Co., 295 U.S. 330, 368_369
(1935) (invalidating pension law for railroad workers on the
grounds that conditions of employment were only indirectly linked
to commerce); Carter v. Carter Coal Co., 298 U.S. 238, 303_304
(1936) (holding that regulation of unfair labor practices in mining
regulated "production," not "commerce").
Since adherence to these formalistically contrived confines of
commerce power in large measure provoked the judicial crisis of
1937, one might reasonably have doubted that Members of this Court
would ever again toy with a return to the days before NLRB v. Jones
& Laughlin Steel Corp., 301 U.S. 1 (1937), which brought the
earlier and nearly disastrous experiment to an end. And yet
today's
decision can only be seen as a step toward recapturing the prior
mistakes. Its revival of a distinction between commercial and
noncommercial conduct is at odds with Wickard, which repudiated
that analysis, and the enquiry into commercial purpose, first
intimated by the Lopez concurrence, see Lopez, supra, at 580
(opinion of Kennedy, J.), is cousin to the intent-based analysis
employed in Hammer, supra, at 271_272 but rejected for Commerce
Clause purposes in Heart of Atlanta, supra, at 257 and Darby,
supra, at 115.
Why is the majority tempted to reject the lesson so painfully
learned in 1937? An answer emerges from contrasting Wickard with
one of the predecessor cases it superseded. It was obvious in
Wickard that growing wheat for consumption right on the farm was
not "commerce" in the common vocabulary,13 but that did not matter
constitutionally so long as the aggregated activity of domestic
wheat growing affected commerce substantially. Just a few years
before Wickard, however, it had certainly been no less obvious that
"mining" practices could substantially affect commerce, even though
Carter Coal Co., supra, had held mining regulation beyond the
national commerce power. When we try to fathom the difference
between the two cases, it is clear that they did not go in
different directions because the Carter Coal Court could not
understand a causal connection that the Wickard Court could grasp;
the difference, rather, turned on the fact that the Court in Carter
Coal had a reason for trying to maintain its categorical,
formalistic distinction, while that reason had been abandoned by
the time Wickard was decided. The reason was laissez-faire
economics, the point of which was to keep government interference
to a minimum. See Lopez, supra, at 605_606 (Souter, J.,
dissenting). The Court in Carter Coal was still trying to create a
laissez-faire world out of the 20th-century economy, and
formalistic commercial distinctions were thought to be useful
instruments in achieving that object. The Court in Wickard knew it
could not do any such thing and in the aftermath of the New Deal
had long since stopped attempting the impossible. Without the
animating economic theory, there was no point in contriving
formalisms in a war with Chief Justice Marshall's conception of the
commerce power.
If we now ask why the formalistic economic/noneconomic distinction
might matter today, after its rejection in Wickard, the answer is
not that the majority fails to see causal connections in an
integrated economic world. The answer is that in the minds of the
majority there is a new animating theory that makes categorical
formalism seem useful again. Just as the old formalism had value in
the service of an economic conception, the new one is useful in
serving a conception of federalism. It is the instrument by which
assertions of national power are to be limited in favor of
preserving a supposedly discernible, proper sphere of state
autonomy to legislate or refrain from legislating as the individual
States see fit. The legitimacy of the Court's current emphasis on
the noncommercial nature of regulated activity, then, does not turn
on any logic serving the text of the Commerce Clause or on the
realism of the majority's view of the national economy. The
essential issue is rather the strength of the majority's claim to
have a constitutional warrant for its current conception of a
federal relationship enforceable by this Court through limits on
otherwise plenary commerce power. This conception is the subject of
the majority's second categorical discount applied today to the
facts bearing on the substantial effects test.
B
The Court finds it relevant that the statute addresses conduct
traditionally subject to state prohibition under domestic criminal
law, a fact said to have some heightened significance when the
violent conduct in question is not itself aimed directly at
interstate commerce or its instrumentalities. Ante, at 9. Again,
history seems to be recycling, for the theory of traditional state
concern as grounding a limiting principle has been rejected
previously, and more than once. It was disapproved in Darby, 312
U.S., at 123_124, and held insufficient standing alone to limit the
commerce power in Hodel, 452 U.S., at 276_277. In the particular
context of the Fair Labor Standards Act it was rejected in Maryland
v. Wirtz, 392 U.S. 183 (1968), with the recognition that "[t]here
is no general doctrine implied in the Federal Constitution that the
two governments, national and state, are each to exercise its
powers so as not to interfere with the free and full exercise of
the powers of the other." Id., at 195 (internal quotation marks
omitted). The Court held it to be "clear that the Federal
Government, when acting within delegated power, may override
countervailing state interests, whether these be described as
`governmental' or `proprietary' in character." Ibid. While Wirtz
was later overruled by National League of Cities v. Usery, 426 U.S.
833 (1976), that case was itself repudiated in Garcia v. San
Antonio Metropolitan Transit Authority, 469 U.S. 528 (1985), which
held that the concept of "traditional governmental function" (as an
element of the immunity doctrine under Hodel) was incoherent, there
being no explanation that would make sense of the multifarious
decisions placing some functions on one side of the line, some on
the other. 469 U.S., at 546_547. The effort to carve out inviolable
state spheres within the spectrum of activities substantially
affecting commerce was, of course, just as irreconcilable with
Gibbons's explanation of the national commerce power as being as
"absolut[e] as it would be in a single government," 9 Wheat., at
197.14
The objection to reviving traditional state spheres of action as a
consideration in commerce analysis, however, not only rests on the
portent of incoherence, but is compounded by a further defect just
as fundamental. The defect, in essence, is the majority's rejection
of the Founders' considered judgment that politics, not judicial
review, should mediate between state and national interests as the
strength and legislative jurisdiction of the National Government
inevitably increased through the expected growth of the national
economy.15 Whereas today's majority takes a leaf from the book of
the old judicial economists in saying that the Court should somehow
draw the line to keep the federal relationship in a proper balance,
Madison, Wilson, and Marshall understood the Constitution very
differently.
Although Madison had emphasized the conception of a National
Government of discrete powers (a conception that a number of the
ratifying conventions thought was too indeterminate to protect
civil liberties),16 Madison himself must have sensed the potential
scope of some of the powers granted (such as the authority to
regulate commerce), for he took care in The Federalist No. 46 to
hedge his argument for limited power by explaining the importance
of national politics in protecting the States' interests. The
National Government "will partake sufficiently of the spirit [of
the States], to be disinclined to invade the rights of the
individual States, or the prerogatives of their governments." The
Federalist No. 46, at 319. James Wilson likewise noted that "it was
a favorite object in the Convention" to secure the sovereignty of
the States, and that it had been achieved through the structure of
the Federal Government. 2 Elliot's Debates 438_439.17 The Framers
of the Bill of Rights, in turn, may well have sensed that Madison
and Wilson were right about politics as the determinant of the
federal balance within the broad limits of a power like commerce,
for they formulated the Tenth Amendment without any provision
comparable to the specific guarantees proposed for individual
liberties.18 In any case, this Court recognized the political
component of federalism in the seminal Gibbons opinion. After
declaring the plenary character of congressional power within the
sphere of activity affecting commerce, the Chief Justice spoke for
the Court in explaining that there was only one restraint on its
valid exercise:
"The wisdom and the discretion of Congress, their identity with the
people, and the influence which their constituents possess at
elections, are, in this, as in many other instances, as that, for
example, of declaring war, the sole restraints on which they have
relied, to secure them from its abuse. They are the restraints on
which the people must often rely solely, in all representative
governments." Gibbons, supra, at 197.
Politics as the moderator of the congressional employment of the
commerce power was the theme many years later in Wickard, for after
the Court acknowledged the breadth of the Gibbons formulation it
invoked Chief Justice Marshall yet again in adding that "[h]e made
emphatic the embracing and penetrating nature of this power by
warning that effective restraints on its exercise must proceed from
political rather than judicial processes." Wickard, 317 U.S., at
120 (citation omitted). Hence, "conflicts of economic interest _
are wisely left under our system to resolution by Congress under
its more flexible and responsible legislative process. Such
conflicts rarely lend themselves to judicial determination. And
with the wisdom, workability, or fairness, of the plan of
regulation we have nothing to do." Id., at 129 (footnote
omitted).
As with "conflicts of economic interest," so with supposed
conflicts of sovereign political interests implicated by the
Commerce Clause: the Constitution remits them to politics. The
point can be put no more clearly than the Court put it the last
time it repudiated the notion that some state activities
categorically defied the commerce power as understood in accordance
with generally accepted concepts. After confirming Madison's and
Wilson's views with a recitation of the sources of state influence
in the structure of the National Constitution, Garcia, 469 U.S., at
550_552, the Court disposed of the possibility of identifying
"principled constitutional limitations on the scope of Congress'
Commerce Clause powers over the States merely by relying on a
priori definitions of state sovereignty," id., at 548. It concluded
that
"the Framers chose to rely on a federal system in which special
restraints on federal power over the States inhered principally in
the workings of the National Government itself, rather than in
discrete limitations on the objects of federal authority. State
sovereign interests, then, are more properly protected by
procedural safeguards inherent in the structure of the federal
system than by judicially created limitations on federal power."
Id., at 552.
The Garcia Court's rejection of "judicially created limitations" in
favor of the intended reliance on national politics was all the
more powerful owing to the Court's explicit recognition that in the
centuries since the framing the relative powers of the two
sovereign systems have markedly changed. Nationwide economic
integration is the norm, the national political power has been
augmented by its vast revenues, and the power of the States has
been drawn down by the Seventeenth Amendment, eliminating selection
of senators by state legislature in favor of direct election.
The Garcia majority recognized that economic growth and the
burgeoning of federal revenue have not amended the Constitution,
which contains no circuit breaker to preclude the political
consequences of these developments. Nor is there any justification
for attempts to nullify the natural political impact of the
particular amendment that was adopted. The significance for state
political power of ending state legislative selection of senators
was no secret in 1913, and the amendment was approved despite
public comment on that very issue. Representative Franklin
Bartlett, after quoting Madison's Federalist No. 62, as well as
remarks by George Mason and John Dickinson during the
Constitutional Convention, concluded, "It follows, therefore, that
the framers of the Constitution, were they present in this House
to-day, would inevitably regard this resolution as a most direct
blow at the doctrine of State's rights and at the integrity of the
State sovereignties; for if you once deprive a State as a
collective organism of all share in the General Government, you
annihilate its federative importance." 26 Cong. Rec. 7774 (1894).
Massachusetts Senator George Hoar likewise defended indirect
election of the Senate as "a great security for the rights of the
States." S. Doc. No. 232, 59th Cong., 1st Sess., 21 (1906). And
Elihu Root warned that if the selection of senators should be taken
from state legislatures, "the tide that now sets toward the Federal
Government will swell in volume and power." 46 Cong. Rec. 2243
(1911). "The time will come," he continued, "when the Government of
the United States will be driven to the exercise of more arbitrary
and unconsidered power, will be driven to greater concentration,
will be driven to extend its functions into the internal affairs of
the States." Ibid. These warnings did not kill the proposal; the
Amendment was ratified, and today it is only the ratification, not
the predictions, which this Court can legitimately heed.19
Amendments that alter the balance of power between the National and
State Governments, like the Fourteenth, or that change the way the
States are represented within the Federal Government, like the
Seventeenth, are not rips in the fabric of the Framers'
Constitution, inviting judicial repairs. The Seventeenth Amendment
may indeed have lessened the enthusiasm of the Senate to represent
the States as discrete sovereignties, but the Amendment did not
convert the judiciary into an alternate shield against the commerce
power.
C
The Court's choice to invoke considerations of traditional state
regulation in these cases is especially odd in light of a
distinction recognized in the now-repudiated opinion for the Court
in Usery. In explaining that there was no inconsistency between
declaring the States immune to the commerce power exercised in the
Fair Labor Standards Act, but subject to it under the Economic
Stabilization Act of 1970, as decided in Fry v. United States, 421
U.S. 542 (1975), the Court spoke of the latter statute as dealing
with a serious threat affecting all the political components of the
federal system, "which only collective action by the National
Government might forestall." Usery, 426 U.S., at 853. Today's
majority, however, finds no significance whatever in the state
support for the Act based upon the States' acknowledged failure to
deal adequately with gender-based violence in state courts, and the
belief of their own law enforcement agencies that national action
is essential.20
The National Association of Attorneys General supported the Act
unanimously, see Violence Against Women: Victims of the System,
Hearing on S. 15 before the Senate Committee on the Judiciary, 102d
Cong., 1st Sess., 37_38 (1991), and Attorneys General from 38
States urged Congress to enact the Civil Rights Remedy,
representing that "the current system for dealing with violence
against women is inadequate," see Crimes of Violence Motivated by
Gender, Hearing before the Subcommittee on Civil and Constitutional
Rights of the House Committee on the Judiciary, 103d Cong., 1st
Sess., 34_36 (1993). It was against this record of failure at the
state level that the Act was passed to provide the choice of a
federal forum in place of the state-court systems found inadequate
to stop gender-biased violence. See Women and Violence, Hearing
before the Senate Committee on the Judiciary, 101st Cong., 2d
Sess., 2 (1990) (statement of Sen. Biden) (noting importance of
federal forum).21 The Act accordingly offers a federal civil rights
remedy aimed exactly at violence against women, as an alternative
to the generic state tort causes of action found to be poor tools
of action by the state task forces. See S. Rep. No. 101_545, at 45
(noting difficulty of fitting gender-motivated crimes into
common-law categories). As the 1993 Senate Report put it, "The
Violence Against Women Act is intended to respond both to the
underlying attitude that this violence is somehow less serious than
other crime and to the resulting failure of our criminal justice
system to address such violence. Its goals are both symbolic and
practical _ ." S. Rep. No. 103_138, at 38.
The collective opinion of state officials that the Act was needed
continues virtually unchanged, and when the Civil Rights Remedy was
challenged in court, the States came to its defense. Thirty-six of
them and the Commonwealth of Puerto Rico have filed an amicus brief
in support of petitioners in these cases, and only one State has
taken respondents' side. It is, then, not the least irony of these
cases that the States will be forced to enjoy the new federalism
whether they want it or not. For with the Court's decision today,
Antonio Morrison, like Carter Coal's James Carter before him, has
"won the states' rights plea against the states themselves." R.
Jackson, The Struggle for Judicial Supremacy 160 (1941).
III
All of this convinces me that today's ebb of the commerce power
rests on error, and at the same time leads me to doubt that the
majority's view will prove to be enduring law. There is yet one
more reason for doubt. Although we sense the presence of Carter
Coal, Schechter, and Usery once again, the majority embraces them
only at arm's-length. Where such decisions once stood for rules,
today's opinion points to considerations by which substantial
effects are discounted. Cases standing for the sufficiency of
substantial effects are not overruled; cases overruled since 1937
are not quite revived. The Court's thinking betokens less clearly a
return to the conceptual straitjackets of Schechter and Carter Coal
and Usery than to something like the unsteady state of obscenity
law between Redrup v. New York, 386 U.S. 767 (1967) (per curiam),
and Miller v. California, 413 U.S. 15 (1973), a period in which the
failure to provide a workable definition left this Court to review
each case ad hoc. See id., at 22, n. 3; Interstate Circuit, Inc. v.
Dallas, 390 U.S. 676, 706_708 (1968) (Harlan, J., dissenting). As
our predecessors learned then, the practice of such ad hoc review
cannot preserve the distinction between the judicial and the
legislative, and this Court, in any event, lacks the institutional
capacity to maintain such a regime for very long. This one will end
when the majority realizes that the conception of the commerce
power for which it entertains hopes would inevitably fail the test
expressed in Justice Holmes's statement that "[t]he first call of a
theory of law is that it should fit the facts." O. Holmes, The
Common Law 167 (Howe ed. 1963). The facts that cannot be ignored
today are the facts of integrated national commerce and a political
relationship between States and Nation much affected by their
respective treasuries and constitutional modifications adopted by
the people. The federalism of some earlier time is no more adequate
to account for those facts today than the theory of laissez-faire
was able to govern the national economy 70 years ago.
Breyer, J., dissenting
Justice Breyer, with whom Justice Stevens joins, and with whom
Justice Souter and Justice Ginsburg join as to Part I_A,
dissenting.
No one denies the importance of the Constitution's federalist
principles. Its state/federal division of authority protects
liberty-both by restricting the burdens that government can impose
from a distance and by facilitating citizen participation in
government that is closer to home. The question is how the
judiciary can best implement that original federalist understanding
where the Commerce Clause is at issue.
I
The majority holds that the federal commerce power does not extend
to such "noneconomic" activities as "noneconomic, violent criminal
conduct" that significantly affects interstate commerce only if we
"aggregate" the interstate "effect[s]" of individual instances.
Ante, at 17_18. Justice Souter explains why history, precedent, and
legal logic militate against the majority's approach. I agree and
join his opinion. I add that the majority's holding illustrates the
difficulty of finding a workable judicial Commerce Clause
touchstone-a set of comprehensible interpretive rules that courts
might use to impose some meaningful limit, but not too great a
limit, upon the scope of the legislative authority that the
Commerce Clause delegates to Congress.
A
Consider the problems. The "economic/noneconomic" distinction is
not easy to apply. Does the local street corner mugger engage in
"economic" activity or "noneconomic" activity when he mugs for
money? See Perez v. United States, 402 U.S. 146 (1971) (aggregating
local "loan sharking" instances); United States v. Lopez, 514 U.S.
549, 559 (1995) (loan sharking is economic because it consists of
"intrastate extortionate credit transactions"); ante, at 9. Would
evidence that desire for economic domination underlies many brutal
crimes against women save the present statute? See United States
General Accounting Office, Health, Education, and Human Services
Division, Domestic Violence: Prevalence and Implications for
Employment Among Welfare Recipients 7_8 (Nov. 1998); Brief for
Equal Rights Advocates, et al. as Amicus Curiae 10_12.
The line becomes yet harder to draw given the need for exceptions.
The Court itself would permit Congress to aggregate, hence
regulate, "noneconomic" activity taking place at economic
establishments. See Heart of Atlanta Motel, Inc. v. United States,
379 U.S. 241 (1964) (upholding civil rights laws forbidding
discrimination at local motels); Katzenbach v. McClung, 379 U.S.
294 (1964) (same for restaurants); Lopez, supra, at 559
(recognizing congressional power to aggregate, hence forbid,
noneconomically motivated discrimination at public accommodations);
ante,
at 9_10 (same). And it would permit Congress to regulate where that
regulation is "an essential part of a larger regulation of economic
activity, in which the regulatory scheme could be undercut unless
the intrastate activity were regulated." Lopez, supra, at 561; cf.
Controlled Substances Act, 21 U.S.C. § 801 et seq. (regulating
drugs produced for home consumption). Given the former exception,
can Congress simply rewrite the present law and limit its
application to restaurants, hotels, perhaps universities, and other
places of public accommodation? Given the latter exception, can
Congress save the present law by including it, or much of it, in a
broader "Safe Transport" or "Workplace Safety" act?
More important, why should we give critical constitutional
importance to the economic, or noneconomic, nature of an
interstate-commerce-affecting cause? If chemical emanations through
indirect environmental change cause identical, severe commercial
harm outside a State, why should it matter whether local factories
or home fireplaces release them? The Constitution itself refers
only to Congress' power to "regulate Commerce . . . among the
several States," and to make laws "necessary and proper" to
implement that power. Art. I, §8, cls. 3, 18. The language
says nothing about either the local nature, or the economic nature,
of an interstate-commerce-affecting cause.
This Court has long held that only the interstate commercial
effects, not the local nature of the cause, are constitutionally
relevant. See NLRB v. Jones & Laughlin Steel Corp., 301 U.S. 1,
38_39 (1937) (focusing upon interstate effects); Wickard v.
Filburn, 317 U.S. 111, 125 (1942) (aggregating interstate effects
of wheat grown for home consumption); Heart of Atlanta Motel,
supra, at 258 (" `[I]f it is interstate commerce that feels the
pinch, it does not matter how local the operation which applies the
squeeze' " (quoting United States v. Women's Sportswear Mfrs.
Assn., 336 U.S. 460, 464 (1949))). Nothing in the Constitution's
language, or that of earlier cases prior to Lopez, explains why the
Court should ignore one highly relevant characteristic of an
interstate-commerce-affecting cause (how "local" it is), while
placing critical constitutional weight upon a different, less
obviously relevant, feature (how "economic" it is).
Most important, the Court's complex rules seem unlikely to help
secure the very object that they seek, namely, the protection of
"areas of traditional state regulation" from federal intrusion.
Ante, at 15. The Court's rules, even if broadly interpreted, are
underinclusive. The local pickpocket is no less a traditional
subject of state regulation than is the local gender-motivated
assault. Regardless, the Court reaffirms, as it should, Congress'
well-established and frequently exercised power to enact laws that
satisfy a commerce-related jurisdictional prerequisite-for example,
that some item relevant to the federally regulated activity has at
some time crossed a state line. Ante, at 8_9, 11, 13, and n. 5;
Lopez, supra, at 558; Heart of Atlanta Motel, supra, at 256 ("
`[T]he authority of Congress to keep the channels of interstate
commerce free from immoral and injurious uses has been frequently
sustained, and is no longer open to question' " (quoting Caminetti
v. United States, 242 U.S. 470, 491 (1917))); see also United
States v. Bass, 404 U.S. 336, 347_350 (1971) (saving ambiguous
felon-in-possession statute by requiring gun to have crossed state
line); Scarborough v. United States, 431 U.S. 563, 575 (1977)
(interpreting same statute to require only that gun passed "in
interstate commerce" "at some time," without questioning
constitutionality); cf., e.g., 18 U.S.C. § 2261(a)(1) (making
it a federal crime for a person to cross state lines to commit a
crime of violence against a spouse or intimate partner);
§1951(a) (federal crime to commit robbery, extortion, physical
violence or threat thereof, where "article or commodity in
commerce" is affected, obstructed or delayed); §2315 (making
unlawful the knowing receipt or possession of certain stolen items
that have "crossed a State _ boundary"); §922(g)(1)
(prohibiting felons from shipping, transporting, receiving, or
possessing firearms "in interstate _ commerce").
And in a world where most everyday products or their component
parts cross interstate boundaries, Congress will frequently find it
possible to redraft a statute using language that ties the
regulation to the interstate movement of some relevant object,
thereby regulating local criminal activity or, for that matter,
family affairs. See, e.g., Child Support Recovery Act of 1992, 18
U.S.C. § 228. Although this possibility does not give the
Federal Government the power to regulate everything, it means that
any substantive limitation will apply randomly in terms of the
interests the majority seeks to protect. How much would be gained,
for example, were Congress to reenact the present law in the form
of "An Act Forbidding Violence Against Women Perpetrated at Public
Accommodations or by Those Who Have Moved in, or through the Use of
Items that Have Moved in, Interstate Commerce"? Complex Commerce
Clause rules creating fine distinctions that achieve only random
results do little to further the important federalist interests
that called them into being. That is why modern (pre-Lopez) case
law rejected them. See Wickard, supra, at 120; United States v.
Darby, 312 U.S. 100, 116_117 (1941); Jones & Laughlin Steel
Corp., supra, at 37.
The majority, aware of these difficulties, is nonetheless concerned
with what it sees as an important contrary consideration. To
determine the lawfulness of statutes simply by asking whether
Congress could reasonably have found that aggregated local
instances significantly affect interstate commerce will allow
Congress to regulate almost anything. Virtually all local activity,
when instances are aggregated, can have "substantial effects on
employment, production, transit, or consumption." Hence Congress
could "regulate any crime," and perhaps "marriage, divorce, and
childrearing" as well, obliterating the "Constitution's distinction
between national and local authority." Ante, at 15; Lopez, 514
U.S., at 558; cf. A. L. A. Schechter Poultry Corp. v. United
States, 295 U.S. 495, 548 (1935) (need for distinction between
"direct" and "indirect" effects lest there "be virtually no limit
to the federal power"); Hammer v. Dagenhart, 247 U.S. 251, 276
(1918) (similar observation).
This consideration, however, while serious, does not reflect a
jurisprudential defect, so much as it reflects a practical reality.
We live in a Nation knit together by two centuries of scientific,
technological, commercial, and environmental change. Those changes,
taken together, mean that virtually every kind of activity, no
matter how local, genuinely can affect commerce, or its conditions,
outside the State-at least when considered in the aggregate. Heart
of Atlanta Motel, 379 U.S., at 251. And that fact makes it close to
impossible for courts to develop meaningful subject-matter
categories that would exclude some kinds of local activities from
ordinary Commerce Clause "aggregation" rules without, at the same
time, depriving Congress of the power to regulate activities that
have a genuine and important effect upon interstate commerce.
Since judges cannot change the world, the "defect" means that,
within the bounds of the rational, Congress, not the courts, must
remain primarily responsible for striking the appropriate
state/federal balance. Garcia v. San Antonio Metropolitan Transit
Authority, 469 U.S. 528, 552 (1985); ante, at 19_24 (Souter, J.,
dissenting); Kimel v. Florida Bd. of Regents, 528 U.S. , (2000)
(slip op., at 2) (Stevens, J., dissenting) (Framers designed
important structural safeguards to ensure that, when Congress
legislates, "the normal operation of the legislative process itself
would adequately defend state interests from undue infringement");
see also Kramer, Putting the Politics Back into the Political
Safeguards of Federalism, 100 Colum. L. Rev. 215 (2000) (focusing
on role of political process and political parties in protecting
state interests). Congress is institutionally motivated to do so.
Its Members represent state and local district interests. They
consider the views of state and local officials when they
legislate, and they have even developed formal procedures to ensure
that such consideration takes place. See, e.g., Unfunded Mandates
Reform Act of 1995, Pub. L. 104_4, 109 Stat. 48 (codified in
scattered sections of 2 U.S.C.). Moreover, Congress often can
better reflect state concerns for autonomy in the details of
sophisticated statutory schemes than can the judiciary, which
cannot easily gather the relevant facts and which must apply more
general legal rules and categories. See, e.g., 42 U.S.C. §
7543(b) (Clean Air Act); 33 U.S.C. § 1251 et seq. (Clean Water
Act); see also New York v. United States, 505 U.S. 144, 167_168
(1992) (collecting other examples of "cooperative federalism"). Not
surprisingly, the bulk of American law is still state law, and
overwhelmingly so.
B
I would also note that Congress, when it enacted the statute,
followed procedures that help to protect the federalism values at
stake. It provided adequate notice to the States of its intent to
legislate in an "are[a] of traditional state regulation." Ante, at
15. And in response, attorneys general in the overwhelming majority
of States (38) supported congressional legislation, telling
Congress that "[o]ur experience as Attorneys General strengthens
our belief that the problem of violence against women is a national
one, requiring federal attention, federal leadership, and federal
funds." Id., at 34_36; see also Violence
Against Women: Victims of the System, Hearing on S. 15 before the
Senate Committee on the Judiciary, 102d Cong., 1st Sess., 37_38
(1991) (unanimous resolution of the National Association of
Attorneys General); but cf. Crimes of Violence Motivated by Gender,
Hearing before the Subcommittee on Civil and Constitutional Rights
of the House Committee on the Judiciary, 103d Cong., 1st Sess.,
77_84 (1993) (Conference of Chief Justices opposing
legislation).
Moreover, as Justice Souter has pointed out, Congress compiled a
"mountain of data" explicitly documenting the interstate commercial
effects of gender-motivated crimes of violence. Ante, at 2_8, 27_28
(dissenting opinion). After considering alternatives, it focused
the federal law upon documented deficiencies in state legal
systems. And it tailored the law to prevent its use in certain
areas of traditional state concern, such as divorce, alimony, or
child custody. 42 U.S.C. § 13981(e)(4). Consequently, the law
before us seems to represent an instance, not of state/federal
conflict, but of state/federal efforts to cooperate in order to
help solve a mutually acknowledged national problem. Cf.
§§300w_10, 3796gg, 3796hh, 10409, 13931 (providing
federal moneys to encourage state and local initiatives to combat
gender-motivated violence).
I call attention to the legislative process leading up to enactment
of this statute because, as the majority recognizes, ante, at 14,
it far surpasses that which led to the enactment of the statute we
considered in Lopez. And even were I to accept Lopez as an accurate
statement of the law, which I do not, that distinction provides a
possible basis for upholding the law here. This Court on occasion
has pointed to the importance of procedural limitations in keeping
the power of Congress in check. See Garcia, supra, at 554 ("Any
substantive restraint on the exercise of Commerce Clause powers
must find its justification in the procedural nature of this basic
limitation, and it must be tailored to compensate for possible
failings in the national political process rather than to dictate a
`sacred province of state autonomy' " (quoting EEOC v. Wyoming, 460
U.S. 226, 236 (1983))); see also Gregory v. Ashcroft, 501 U.S. 452,
460_461 (1991) (insisting upon a "plain statement" of congressional
intent when Congress legislates "in areas traditionally regulated
by the States"); cf. Hampton v. Mow Sun Wong, 426 U.S. 88, 103_105,
114_117 (1976); Fullilove v. Klutznick, 448 U.S. 448, 548_554
(1980) (Stevens, J., dissenting).
Commentators also have suggested that the thoroughness of
legislative procedures-e.g., whether Congress took a "hard
look"-might sometimes make a determinative difference in a Commerce
Clause case, say when Congress legislates in an area of traditional
state regulation. See, e.g., Jackson, Federalism and the Uses and
Limits of Law: Printz and Principle?, 111 Harv. L. Rev. 2180,
2231_2245 (1998); Gardbaum, Rethinking Constitutional Federalism,
74 Texas L. Rev. 795, 812_828, 830_832 (1996); Lessig, Translating
Federalism: United States v. Lopez, 1995 S. Ct. Rev. 125, 194_214
(1995); see also Treaty Establishing the European Community Art. 5;
Bermann, Taking Subsidiarity Seriously: Federalism in the European
Community and the United States, 94 Colum. L. Rev. 331, 378_403
(1994) (arguing for similar limitation in respect to somewhat
analogous principle of subsidiarity for European Community);
Gardbaum, supra, at 833_837 (applying subsidiarity principles to
American federalism). Of course, any judicial insistence that
Congress follow particular procedures might itself intrude upon
congressional prerogatives and embody difficult definitional
problems. But the intrusion, problems, and consequences all would
seem less serious than those embodied in the majority's approach.
See supra, at 2_7.
I continue to agree with Justice Souter that the Court's
traditional "rational basis" approach is sufficient. Ante, at 1_2
(dissenting opinion); see also Lopez, 514 U.S., at 603_615 (Souter,
J., dissenting); id., at 615_631 (Breyer, J., dissenting). But I
recognize that the law in this area is unstable and that time and
experience may demonstrate both the unworkability of the majority's
rules and the superiority of Congress' own procedural approach-in
which case the law may evolve towards a rule that, in certain
difficult Commerce Clause cases, takes account of the thoroughness
with which Congress has considered the federalism issue.
For these reasons, as well as those set forth by Justice Souter,
this statute falls well within Congress's Commerce Clause
authority, and I dissent from the Court's contrary
conclusion.
II
Given my conclusion on the Commerce Clause question, I need not
consider Congress' authority under §5 of the Fourteenth
Amendment. Nonetheless, I doubt the Court's reasoning rejecting
that source of authority. The Court points out that in United
States v. Harris, 106 U.S. 629 (1883), and the Civil Rights Cases,
109 U.S. 3 (1883), the Court held that §5 does not authorize
Congress to use the Fourteenth Amendment as a source of power to
remedy the conduct of private persons. Ante, at 21_23. That is
certainly so. The Federal Government's argument, however, is that
Congress used §5 to remedy the actions of state actors,
namely, those States which, through discriminatory design or the
discriminatory conduct of their officials, failed to provide
adequate (or any) state remedies for women injured by
gender-motivated violence-a failure that the States, and Congress,
documented in depth. See ante, at 3_4, n. 7, 27_28 (Souter, J.,
dissenting) (collecting sources).
Neither Harris nor the Civil Rights Cases considered
this kind of claim. The Court in Harris specifically said that it
treated the federal laws in question as "directed exclusively
against the action of private persons, without reference to the
laws of the State, or their administration by her officers." 106
U.S., at 640 (emphasis added); see also Civil Rights Cases, 109
U.S., at 14 (observing that the statute did "not profess to be
corrective of any constitutional wrong committed by the States" and
that it established "rules for the conduct of individuals in
society towards each other, _ without referring in any manner to
any supposed action of the State or its authorities").
The Court responds directly to the relevant "state actor" claim by
finding that the present law lacks " `congruence and
proportionality' " to the state discrimination that it purports to
remedy. Ante, at 26; see City of Boerne v. Flores, 521 U.S. 507,
526 (1997). That is because the law, unlike federal laws
prohibiting literacy tests for voting, imposing voting rights
requirements, or punishing state officials who intentionally
discriminated in jury selection, Katzenbach v. Morgan, 384 U.S. 641
(1966); South Carolina v. Katzenbach, 383 U.S. 301 (1966); Ex parte
Virginia, 100 U.S. 339 (1880), is not "directed _ at any State or
state actor." Ante, at 26.
But why can Congress not provide a remedy against private actors?
Those private actors, of course, did not themselves violate the
Constitution. But this Court has held that Congress at least
sometimes can enact remedial "[l]egislation . . . [that] prohibits
conduct which is not itself unconstitutional." Flores, 521 U.S., at
518; see also Katzenbach v. Morgan, supra, at 651; South Carolina
v. Katzenbach, supra, at 308. The statutory remedy does not in any
sense purport to "determine what constitutes a constitutional
violation." Flores, supra, at 519. It intrudes little upon either
States or private parties. It may lead state actors to improve
their own remedial systems, primarily through example. It restricts
private actors only by imposing liability for private conduct that
is, in the main, already forbidden by state law. Why is the remedy
"disproportionate"? And given the relation between remedy and
violation-the creation of a federal remedy to substitute for
constitutionally inadequate state remedies-where is the lack of
"congruence"?
The majority adds that Congress found that the problem of
inadequacy of state remedies "does not exist in all States, or even
most States." Ante, at 27. But Congress had before it the task
force reports of at least 21 States documenting constitutional
violations. And it made its own findings about pervasive
gender-based stereotypes hampering many state legal systems,
sometimes unconstitutionally so. See, e.g., S. Rep. No. 103_138,
pp. 38, 41_42, 44_47 (1993); S. Rep. No. 102_197, pp. 39, 44_49
(1991); H. R. Conf. Rep. No. 103_711, p. 385 (1994). The record
nowhere reveals a congressional finding that the problem "does not
exist" elsewhere. Why can Congress not take the evidence before it
as evidence of a national problem? This Court has not previously
held that Congress must document the existence of a problem in
every State prior to proposing a national solution. And the
deference this Court gives to Congress' chosen remedy under
§5, Flores, supra, at 536, suggests that any such requirement
would be inappropriate.
Despite my doubts about the majority's §5 reasoning, I need
not, and do not, answer the §5 question, which I would leave
for more thorough analysis if necessary on another occasion.
Rather, in my view, the Commerce Clause provides an adequate basis
for the statute before us. And I would uphold its constitutionality
as the "necessary and proper" exercise of legislative power granted
to Congress by that Clause.
Notes
1. Together with No. 99_29, Brzonkala v. Morrison et al., also on
certiorari to the same court.
1. The panel affirmed the dismissal of Brzonkala's Title IX
disparate treatment claim. See 132 F.3d, at 961_962.
2. The en banc Court of Appeals affirmed the District Court's
conclusion that Brzonkala failed to state a claim alleging
disparate treatment under Title IX, but vacated the District
Court's dismissal of her hostile environment claim and remanded
with instructions for the District Court to hold the claim in
abeyance pending this Court's decision in Davis v. Monroe County
Bd. of Ed., 526 U.S. 629 (1999). Brzonkala v. Virginia Polytechnic
and State Univ., 169 F.3d 820, 827, n. 2 (CA4 1999). Our grant of
certiorari did not encompass Brzonkala's Title IX claims, and we
thus do not consider them in this opinion.
3. Justice Souter's dissent takes us to task for allegedly
abandoning Jones & Laughlin Steel in favor of an inadequate
"federalism of some earlier time." Post, at 15_17, 29. As the
foregoing language from Jones & Laughlin Steel makes clear
however, this Court has always recognized a limit on the commerce
power inherent in "our dual system of government." 301 U.S., at 37.
It is the dissent's remarkable theory that the commerce power is
without judicially enforceable boundaries that disregards the
Court's caution in Jones & Laughlin Steel against allowing that
power to "effectually obliterate the distinction between what is
national and what is local." Ibid.
4. Justice Souter's dissent does not reconcile its analysis with
our holding in Lopez because it apparently would cast that decision
aside. See post, at 10_16. However, the dissent cannot persuasively
contradict Lopez's conclusion that, in every case where we have
sustained federal regulation under Wickard's aggregation principle,
the regulated activity was of an apparent commercial character.
See, e.g., Lopez, 514 U.S., at 559_560, 580.
5. Title 42 U.S.C. § 13981 is not the sole provision of the
Violence Against Women Act of 1994 to provide a federal remedy for
gender-motivated crime. Section 40221(a) of the Act creates a
federal criminal remedy to punish "interstate crimes of abuse
including crimes committed against spouses or intimate partners
during interstate travel and crimes committed by spouses or
intimate partners who cross State lines to continue the abuse." S.
Rep. No. 103_138, p. 43 (1993). That criminal provision has been
codified at 18 U.S.C. § 2261(a)(1), which states: "A person
who travels across a State line or enters or leaves Indian country
with the intent to injure, harass, or intimidate that person's
spouse or intimate partner, and who, in the course of or as a
result of such travel, intentionally commits a crime of violence
and thereby causes bodily injury to such spouse or intimate
partner, shall be punished as provided in subsection (b)." The
Courts of Appeals have uniformly upheld this criminal sanction as
an appropriate exercise of Congress' Commerce Clause authority,
reasoning that "[t]he provision properly falls within the first of
Lopez's categories as it regulates the use of channels of
interstate commerce-i.e., the use of the interstate transportation
routes through which persons and goods move." United States v.
Lankford, 196 F.3d 563, 571_572 (CA5 1999) (collecting cases)
(internal quotation marks omitted).
6. We are not the first to recognize that the but-for causal chain
must have its limits in the Commerce Clause area. In Lopez, 514
U.S., at 567, we quoted Justice Cardozo's concurring opinion in A.
L. A. Schechter Poultry Corp. v. United States, 295 U.S. 495
(1935): "There is a view of causation that would obliterate the
distinction between what is national and what is local in the
activities of commerce. Motion at the outer rim is communicated
perceptibly, though minutely, to recording instruments at the
center. A society such as ours `is an elastic medium which
transmits all tremors throughout its territory; the only question
is of their size.' " Id., at 554 (quoting United States v. A. L. A.
Schechter Poultry Corp., 76 F.2d 617, 624 (CA2 1935) (L. Hand, J.,
concurring)).
7. Justice Souter's dissent theory that Gibbons v. Ogden, 9 Wheat.
1 (1824), Garcia v. San Antonio Metropolitan Transit Authority, 469
U.S. 528 (1985), and the Seventeenth Amendment provide the answer
to these cases, see post, at 19_26, is remarkable because it
undermines this central principle of our constitutional system. As
we have repeatedly noted, the Framers crafted the federal system of
government so that the people's rights would be secured by the
division of power. See, e.g., Arizona v. Evans, 514 U.S. 1, 30
(1995) (Ginsburg, J., dissenting); Gregory v. Ashcroft, 501 U.S.
452, 458_459 (1991) (cataloging the benefits of the federal
design); Atascadero State Hospital v. Scanlon, 473 U.S. 234, 242
(1985) ("The `constitutionally mandated balance of power' between
the States and the Federal Government was adopted by the Framers to
ensure the protection of `our fundamental liberties' ") (quoting
Garcia, supra, at 572 (Powell, J., dissenting)). Departing from
their parliamentary past, the Framers adopted a written
Constitution that further divided authority at the federal level so
that the Constitution's provisions would not be defined solely by
the political branches nor the scope of legislative power limited
only by public opinion and the legislature's self-restraint. See,
e.g., Marbury v. Madison, 1 Cranch 137, 176 (1803) (Marshall, C.
J.) ("The powers of the legislature are defined and limited; and
that those limits may not be mistaken or forgotten, the
constitution is written"). It is thus a " `permanent and
indispensable feature of our constitutional system' " that " `the
federal judiciary is supreme in the exposition of the law of the
Constitution.' " Miller v. Johnson, 515 U.S. 900, 922_923 (1995)
(quoting Cooper v. Aaron, 358 U.S. 1, 18 (1958)). No doubt the
political branches have a role in interpreting and applying the
Constitution, but ever since Marbury this Court has remained the
ultimate expositor of the constitutional text. As we emphasized in
United States v. Nixon, 418 U.S. 683 (1974), "[I]n the performance
of assigned constitutional duties each branch of the Government
must initially interpret the Constitution, and the interpretation
of its powers by any branch is due great respect from the others_ .
Many decisions of this Court, however, have unequivocally
reaffirmed the holding of Marbury _ that `[i]t is emphatically the
province and duty of the judicial department to say what the law
is.' " Id., at 703 (citation omitted). Contrary to Justice Souter's
suggestion, see post, at 19_21, and n. 14, Gibbons did not exempt
the commerce power from this cardinal rule of constitutional law.
His assertion that, from Gibbons on, public opinion has been the
only restraint on the congressional exercise of the commerce power
is true only insofar as it contends that political accountability
is and has been the only limit on Congress' exercise of the
commerce power within that power's outer bounds. As the language
surrounding that relied upon by Justice Souter makes clear, Gibbons
did not remove from this Court the authority to define that
boundary. See Gibbons, supra, at 194_195 ("It is not intended to
say that these words comprehend that commerce, which is completely
internal, which is carried on between man and man in a State, or
between different parts of the same State, and which does not
extend to or affect other States_ . Comprehensive as the word
`among' is, it may very properly be restricted to that commerce
which concerns more States than one. The phrase is not one which
would probably have been selected to indicate the completely
interior traffic of a State, because it is not an apt phrase for
that purpose; and the enumeration of the particular classes of
commerce to which the power was to be extended, would not have been
made, had the intention been to extend the power to every
description. The enumeration presupposes something not enumerated;
and that something, if we regard the language or the subject of the
sentence, must be the exclusively internal commerce of a
State").
8. Justice Souter disputes our assertion that the Constitution
reserves the general police power to the States, noting that the
Founders failed to adopt several proposals for additional
guarantees against federal encroachment on state authority. See
post, at 19_22, and n. 14. This argument is belied by the entire
structure of the Constitution. With its careful enumeration of
federal powers and explicit statement that all powers not granted
to the Federal Government are reserved, the Constitution cannot
realistically be interpreted as granting the Federal Government an
unlimited license to regulate. See, e.g., New York v. United
States, 505 U.S. 144, 156_157 (1992). And, as discussed above, the
Constitution's separation of federal power and the creation of the
Judicial Branch indicate that disputes regarding the extent of
congressional power are largely subject to judicial review. See n.
7, supra. Moreover, the principle that " `[t]he Constitution
created a Federal Government of limited powers,' " while reserving
a generalized police power to the States is deeply ingrained in our
constitutional history. New York, supra, at 155 (quoting Gregory v.
Ashcroft, supra, at 457; see also Lopez, 514 U.S., at 584_599
(Thomas, J., concurring) (discussing the history of the debates
surrounding the adoption of the Commerce Clause and our subsequent
interpretation of the Clause); Maryland v. Wirtz, 392 U.S. 183, 196
(1968).
1. Finding the law a valid exercise of Commerce Clause power, I
have no occasion to reach the question whether it might also be
sustained as an exercise of Congress's power to enforce the
Fourteenth Amendment.
2. It is true that these data relate to the effects of violence
against women generally, while the civil rights remedy limits its
scope to "crimes of violence motivated by gender"-presumably a
somewhat narrower subset of acts. See 42 U.S.C. § 13981(b).
But the meaning of "motivated by gender" has not been elucidated by
lower courts, much less by this one, so the degree to which the
findings rely on acts not redressable by the civil rights remedy is
unclear. As will appear, however, much of the data seems to
indicate behavior with just such motivation. In any event, adopting
a cramped reading of the statutory text, and thereby increasing the
constitutional difficulties, would directly contradict one of the
most basic canons of statutory interpretation. See NLRB v. Jones
& Laughlin Steel Corp., 301 U.S. 1, 30 (1937). Having
identified the problem of violence against women, Congress may
address what it sees as the most threatening manifestation; "reform
may take one step at a time." Williamson v. Lee Optical of Okla.,
Inc., 348 U.S. 483, 489 (1955).
3. See, e.g., Domestic Violence: Terrorism in the Home, Hearing
before the Subcommittee on Children, Family, Drugs and Alcoholism
of the Senate Committee on Labor and Human Resources, 101st Cong.,
2d Sess. (1990) (S. Hearing 101_897); Women and Violence, Hearing
before the Senate Committee on the Judiciary, 101st Cong., 2d Sess.
(1990); Violence Against Women: Victims of the System, Hearing on
S. 15 before the Senate Committee on the Judiciary, 102d Cong., 1st
Sess. (1991) (S. Hearing 102_369); Violence Against Women, Hearing
before the Subcommittee on Crime and Criminal Justice of the House
Committee on the Judiciary, 102d Cong., 2d Sess. (1992); Hearing on
Domestic Violence, Hearing before the Senate Committee on the
Judiciary, 103d Cong., 1st Sess. (1993) (S. Hearing 103_596);
Violent Crimes Against Women, Hearing before the Senate Committee
on the Judiciary, 103d Cong., 1st Sess. (1993) (S. Hearing
103_726); Violence Against Women: Fighting the Fear, Hearing before
the Senate Committee on the Judiciary, 103d Cong., 1st Sess. (1993)
(S. Hearing 103_878); Crimes of Violence Motivated by Gender,
Hearing before the Subcommittee on Civil and Constitutional Rights
of the House Committee on the Judiciary, 103d Cong., 1st Sess.
(1993); Domestic Violence: Not Just a Family Matter, Hearing before
the Subcommittee on Crime and Criminal Justice of the House
Committee on the Judiciary, 103d Cong., 2d Sess. (1994).
4. See, e.g., S. Hearing 103_596, at 1_4 (testimony of Northeastern
Univ. Law School Professor Clare Dalton); S. Hearing 102_369, at
103_105 (testimony of Univ. of Chicago Professor Cass Sunstein); S.
Hearing 103_878, at 7_11 (testimony of American Medical Assn.
president-elect Robert McAfee).
5. See, e.g., id., at 13_17 (testimony of Lisa); id. at 40_42
(testimony of Jennifer Tescher).
6. See, e.g., S. Hearing 102_369, at 24_36, 71_87 (testimony of
attorneys general of Iowa and Illinois); id., at 235_245 (testimony
of National Federation of Business and Professional Women); S.
Hearing No. 103_596, at 15_17 (statement of James Hardeman,
Manager, Counseling Dept., Polaroid Corp.).
7. See Judicial Council of California Advisory Committee on Gender
Bias in the Courts, Achieving Equal Justice for Women and Men in
the California Courts (July 1996) (edited version of 1990 report);
Colorado Supreme Court Task Force on Gender Bias in the Courts,
Gender and Justice in the Colorado Courts (1990); Connecticut Task
Force on Gender, Justice and the Courts, Report to the Chief
Justice (Sept. 1991); Report of the Florida Supreme Court Gender
Bias Study Commission (Mar. 1990); Supreme Court of Georgia,
Commission on Gender Bias in the Judicial System, Gender and
Justice in the Courts (1991), reprinted in 8 Ga. St. U. L. Rev. 539
(1992); Report of the Illinois Task Force on Gender Bias in the
Courts (1990); Equality in the Courts Task Force, State of Iowa,
Final Report (Feb. 1993); Kentucky Task Force on Gender Fairness in
the Courts, Equal Justice for Women and Men (Jan. 1992); Louisiana
Task Force on Women in the Courts, Final Report (1992); Maryland
Special Joint Comm., Gender Bias in the Courts (May 1989);
Massachusetts Supreme Judicial Court, Gender Bias Study of the
Court System in Massachusetts (1989); Michigan Supreme Court Task
Force on Gender Issues in the Courts, Final Report (Dec. 1989);
Minnesota Supreme Court Task Force for Gender Fairness in the
Courts, Final Report (1989), reprinted in 15 Wm. Mitchell L. Rev.
825 (1989); Nevada Supreme Court Gender Bias Task Force, Justice
For Women (1988); New Jersey Supreme Court Task Force on Women in
the Courts, Report of the First Year (June 1984); Report of the New
York Task Force on Women in the Courts (Mar. 1986); Final Report of
the Rhode Island Supreme Court Committee on Women in the Courts
(June 1987); Utah Task Force on Gender and Justice, Report to the
Utah Judicial Council (Mar. 1990); Vermont Supreme Court and
Vermont Bar Assn., Gender and Justice: Report of the Vermont Task
Force on Gender Bias in the Legal System (Jan. 1991); Washington
State Task Force on Gender and Justice in the Courts, Final Report
(1989); Wisconsin Equal Justice Task Force, Final Report (Jan.
1991).
8. See S. Rep. No. 101_545 (1990); Majority Staff of Senate
Committee on the Judiciary, Violence Against Women: The Increase of
Rape in America, 102d Cong., 1st Sess. (Comm. Print 1991); S. Rep.
No. 102_197 (1991); Majority Staff of Senate Committee on the
Judiciary, Violence Against Women: A Week in the Life of America,
102d Cong., 2d Sess. (Comm. Print 1992); S. Rep. No. 103_138
(1993); Majority Staff of Senate Committee on the Judiciary, The
Response to Rape: Detours on the Road to Equal Justice, 103d Cong.,
1st Sess. (Comm. Print 1993); H. R. Rep. No. 103_395 (1993); H. R.
Conf. Rep. No. 103_711 (1994).
9. In other cases, we have accepted dramatically smaller figures.
See, e.g., Hodel v. Indiana, 452 U.S. 314, 325, n. 11 (1981)
(stating that corn production with a value of $5.16 million "surely
is not an insignificant amount of commerce").
10. It should go without saying that my view of the limit of the
congressional commerce power carries no implication about the
wisdom of exercising it to the limit. I and other Members of this
Court appearing before Congress have repeatedly argued against the
federalization of traditional state crimes and the extension of
federal remedies to problems for which the States have historically
taken responsibility and may deal with today if they have the will
to do so. See Hearings before a Subcommittee of the House Committee
on Appropriations, 104th Cong., 1st Sess., pt. 7, pp. 13_14 (1995)
(testimony of Justice Kennedy); Hearings on H. R. 4603 before a
Subcommittee of the Senate Committee on Appropriations, 103d Cong.,
2d Sess., 100_107 (1994) (testimony of Justices Kennedy and
Souter). The Judicial Conference of the United States originally
opposed the Act, though after the original bill was amended to
include the gender-based animus requirement, the objection was
withdrawn for reasons that are not apparent. See Crimes of Violence
Motivated by Gender, Hearing before the Subcommittee on Civil and
Constitutional Rights of the House Committee on the Judiciary, 103d
Cong., 1st Sess., 70_71 (1993).
11. The claim that powers not granted were withheld was the chief
Federalist argument against the necessity of a bill of rights.
Bills of rights, Hamilton claimed, "have no application to
constitutions professedly founded upon the power of the people, and
executed by their immediate representatives and servants. Here, in
strictness, the people surrender nothing, and as they retain every
thing, they have no need of particular reservations." The
Federalist No. 84, at 578. James Wilson went further in the
Pennsylvania ratifying convention, asserting that an enumeration of
rights was positively dangerous because it suggested, conversely,
that every right not reserved was surrendered. See 2 J. Elliot,
Debates in the Several State Conventions on the Adoption of the
Federal Constitution 436_437 (2d ed. 1863) (hereinafter Elliot's
Debates). The Federalists did not, of course, prevail on this
point; most States voted for the Constitution only after proposing
amendments and the First Congress speedily adopted a Bill of
Rights. See Garcia v. San Antonio Metropolitan Transit Authority,
469 U.S. 528, 569 (1985) (Powell, J., dissenting). While that
document protected a range of specific individual rights against
federal infringement, it did not, with the possible exception of
the Second Amendment, offer any similarly specific protections to
areas of state sovereignty.
12. To the contrary, we have always recognized that while the
federal commerce power may overlap the reserved state police power,
in such cases federal authority is supreme. See, e.g., Lake Shore
& Michigan Southern R. Co. v. Ohio, 173 U.S. 285, 297_298
(1899) ("When Congress acts with reference to a matter confided to
it by the Constitution, then its statutes displace all conflicting
local regulations touching that matter, although such regulations
may have been established in pursuance of a power not surrendered
by the States to the General Government"); United States v.
California, 297 U.S. 175, 185 (1936) ("[W]e look to the activities
in which the states have traditionally engaged as marking the
boundary of the restriction upon the federal taxing power. But
there is no such limitation upon the plenary power to regulate
commerce").
13. Contrary to the Court's suggestion, ante, at 11, n. 4, Wickard
applied the substantial effects test to domestic agricultural
production for domestic consumption, an activity that cannot fairly
be described as commercial, despite its commercial consequences in
affecting or being affected by the demand for agricultural products
in the commercial market. The Wickard Court admitted that Filburn's
activity "may not be regarded as commerce" but insisted that "it
may still, whatever its nature, be reached by Congress if it exerts
a substantial economic effect on interstate commerce _ ." 317 U.S.,
at 125. The characterization of home wheat production as "commerce"
or not is, however, ultimately beside the point. For if substantial
effects on commerce are proper subjects of concern under the
Commerce Clause, what difference should it make whether the causes
of those effects are themselves commercial? Cf., e.g., National
Organization for Women, Inc. v. Scheidler, 510 U.S. 249, 258 (1994)
("An enterprise surely can have a detrimental influence on
interstate or foreign commerce without having its own
profit-seeking motives"). The Court's answer is that it makes a
difference to federalism, and the legitimacy of the Court's new
judicially derived federalism is the crux of our disagreement. See
infra, at 18_19.
14. The Constitution of 1787 did, in fact, forbid some exercises of
the commerce power. Article I, §9, cl. 6, barred Congress from
giving preference to the ports of one State over those of another.
More strikingly, the Framers protected the slave trade from federal
interference, see Art. I, §9, cl. 1, and confirmed the power
of a State to guarantee the chattel status of slaves who fled to
another State, see Art. IV, §2, cl. 3. These reservations
demonstrate the plenary nature of the federal power; the exceptions
prove the rule. Apart from them, proposals to carve islands of
state authority out of the stream of commerce power were entirely
unsuccessful. Roger Sherman's proposed definition of federal
legislative power as excluding "matters of internal police" met
Gouverneur Morris's response that "[t]he internal police _ ought to
be infringed in many cases" and was voted down eight to two. 2
Records of the Federal Convention of 1787, pp. 25_26 (M. Farrand
ed. 1911) (hereinafter Farrand). The Convention similarly rejected
Sherman's attempt to include in Article V a proviso that "no state
shall _ be affected in its internal police." 5 Elliot's Debates
551_552. Finally, Rufus King suggested an explicit bill of rights
for the States, a device that might indeed have set aside the areas
the Court now declares off-limits. 1 Farrand 493 ("As the
fundamental rights of individuals are secured by express provisions
in the State Constitutions; why may not a like security be provided
for the Rights of States in the National Constitution"). That
proposal, too, came to naught. In short, to suppose that enumerated
powers must have limits is sensible; to maintain that there exist
judicially identifiable areas of state regulation immune to the
plenary congressional commerce power even though falling within the
limits defined by the substantial effects test is to deny our
constitutional history.
15. That the national economy and the national legislative power
expand in tandem is not a recent discovery. This Court accepted the
prospect well over 100 years ago, noting that the commerce powers
"are not confined to the instrumentalities of commerce, or the
postal service known or in use when the Constitution was adopted,
but they keep pace with the progress of the country, and adapt
themselves to the new developments of time and circumstances."
Pensacola Telegraph Co. v. Western Union Telegraph Co., 96 U.S. 1,
9 (1878). See also, e.g., Farmers Loan & Trust Co. v.
Minnesota, 280 U.S. 204, 211_212 (1930) ("Primitive conditions have
passed; business is now transacted on a national scale").
16. As mentioned n. 11, supra, many state conventions voted in
favor of the Constitution only after proposing amendments. See 1
Elliot's Debates 322_323 (Massachusetts), 325 (South Carolina),
325_327 (New Hampshire), 327 (Virginia), 327_331 (New York),
331_332 (North Carolina), 334_337 (Rhode Island).
17. Statements to similar effect pervade the ratification debates.
See, e.g., 2 id., at 166_170 (Massachusetts, remarks of Samuel
Stillman); id., at 251_253 (New York, remarks of Alexander
Hamilton); 4 id., at 95_98 (North Carolina, remarks of James
Iredell).
18. The majority's special solicitude for "areas of traditional
state regulation," ante, at 15, is thus founded not on the text of
the Constitution but on what has been termed the "spirit of the
Tenth Amendment," Garcia v. San Antonio Metropolitan Transit
Authority, 469 U.S., at 585 (O'Connor, J., dissenting) (emphasis in
original). Susceptibility to what Justice Holmes more bluntly
called "some invisible radiation from the general terms of the
Tenth Amendment," Missouri v. Holland, 252 U.S. 416, 434 (1920),
has increased in recent years, in disregard of his admonition that
"[w]e must consider what this country has become in deciding what
that Amendment has reserved." Ibid.
19. The majority tries to deflect the objection that it blocks an
intended political process by explaining that the Framers intended
politics to set the federal balance only within the sphere of
permissible commerce legislation, whereas we are looking to
politics to define that sphere (in derogation even of Marbury v.
Madison, 1 Cranch 137 (1803)), ante, at 16_17. But we all accept
the view that politics is the arbiter of state interests only
within the realm of legitimate congressional action under the
commerce power. Neither Madison nor Wilson nor Marshall, nor the
Jones & Laughlin, Darby, Wickard, or Garcia Courts, suggested
that politics defines the commerce power. Nor do we, even though we
recognize that the conditions of the contemporary world result in a
vastly greater sphere of influence for politics than the Framers
would have envisioned. Politics has legitimate authority, for all
of us on both sides of the disagreement, only within the legitimate
compass of the commerce power. The majority claims merely to be
engaging in the judicial task of patrolling the outer boundaries of
that congressional authority. See ante, at 16, n. 7. That assertion
cannot be reconciled with our statements of the substantial effects
test, which have not drawn the categorical distinctions the
majority favors. See, e.g., Wickard, 317 U.S., at 125; Darby, 312
U.S., at 118_119. The majority's attempt to circumscribe the
commerce power by defining it in terms of categorical exceptions
can only be seen as a revival of similar efforts that led to near
tragedy for the Court and incoherence for the law. If history's
lessons are accepted as guides for Commerce Clause interpretation
today, as we do accept them, then the subject matter of the Act
falls within the commerce power and the choice to legislate
nationally on that subject, or to except it from national
legislation because the States have traditionally dealt with it,
should be a political choice and only a political choice.
20. See n. 7, supra. The point here is not that I take the position
that the States are incapable of dealing adequately with domestic
violence if their political leaders have the will to do so; it is
simply that the Congress had evidence from which it could find a
national statute necessary, so that its passage obviously survives
Commerce Clause scrutiny.
21. The majority's concerns about accountability strike me as
entirely misplaced. Individuals, such as the defendants in this
action, haled into federal court and sued under the United States
Code, are quite aware of which of our dual sovereignties is
attempting to regulate their behavior. Had Congress chosen, in the
exercise of its powers under §5 of the Fourteenth Amendment,
to proceed instead by regulating the States, rather than private
individuals, this accountability would be far less plain.