Part I. Introduction to Financial Regulation | Financial Regulation: Law and Policy | September 14, 2016

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Part I. Introduction to Financial Regulation

by Financial Regulation: Law and Policy Show/Hide
  1. 1 Show/Hide More Finance Today *
    Original Creator: Financial Regulation: Law and Policy
    This folder contains supplemental information for Chapter 1.1.
    1. 1.2 Show/Hide More Deutsche Bank Chartbook on U.S. Banks (Mar. 2017)
      Use with Section III.B. Insured Depository Institutions, beginning on page 13.
    2. 1.3 Show/Hide More 2016 FSOC Annual Report
      Use with Section III.B. Insured Depository Institutions, beginning on page 13.
    3. 1.4 Show/Hide More FDIC Report on Commercial Banking, First Quarter 2017
      Use with Section III.B. Insured Depository Institutions, beginning on page 13.
    4. 1.6 Show/Hide More Selected Postings on Financial Regulatory Reform Under the Trump Administration
      Original Creator: Financial Regulation: Law and Policy
      For materials dealing with Financial Regulatory Reform under the Trump Administration and more up-to-date coverage of unfolding events, see the Davis Polk FinRegReform Blog, which is located here.
  2. 2 Show/Hide More The History of U.S. Financial Regulation: A Thematic Overview *
    Original Creator: Financial Regulation: Law and Policy
    This folder contains supplemental information for Chapter 1.2.
    1. 2.1 Show/Hide More Daniel K. Tarullo, "Departing Thoughts" (Apr. 4, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    2. 2.3 Show/Hide More Executive Order on Reducing Regulation and Controlling Regulatory Costs (Jan. 30, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    3. 2.4 Show/Hide More Executive Order on Core Principles for Regulating the United States Financial System (Feb. 3, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    4. 2.5 Show/Hide More Executive Order on Enforcing the Regulatory Reform Agenda (Feb. 24, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    5. 2.6 Show/Hide More Executive Order on a Comprehensive Plan for Reorganizing the Executive Branch (Mar. 13, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    6. 2.7 Show/Hide More Presidential Memorandum for the Secretary of the Treasury - Orderly Liquidation Authority (Apr. 21, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    7. 2.8 Show/Hide More Presidential Memorandum for the Secretary of the Treasury - Financial Stability Oversight Council (Apr. 21, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    8. 2.9 Show/Hide More Paul Mahoney, Deregulation and the Subprime Crisis (Apr. 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
    9. 2.10 Show/Hide More House Financial Services Committee, Comprehensive Summary: The Financial CHOICE Act (Apr. 2017)

      Use with Chapter 1.2 Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.

      Use with Chapter 5.1 Section V.C. Ongoing Policy Debates, beginning on page 576.

    10. 2.12 Show/Hide More Davis Polk, Financial CHOICE Act 2.0 Passes House Financial Services Committee (May 8, 2017)
      Use with Section VII. The Financial Crisis and Its Aftermath, beginning on page 58.
  3. 3 Show/Hide More Regulatory Frameworks *
    Original Creator: Financial Regulation: Law and Policy
    This folder contains supplemental information for Chapter 1.3.
    1. 3.1 Show/Hide More Volcker Alliance, Reshaping the Financial Regulatory System: Long Delayed, Now Crucial (2015)

      This Volcker Alliance Report offers one of the most recent proposals for regulatory reform and summarizes a large number of similarly-spirited proposals that have preceded it.

      Use with Section III.C. Organizational Design After the Dodd-Frank Act, beginning on page 87.

    2. 3.2 Show/Hide More The Department of the Treasury, Blueprint for a Modernized Financial Regulatory Structure (March 2008)

      This report on regulatory reform was released by the George W. Bush Treasury Department in the Spring of 2008, just before the financial crisis hit. It represents another approach to regulatory reform.

      Use with Section III.C. Organizational Design After the Dodd-Frank Act, beginning on page 87.

    3. 3.3 Show/Hide More SIFMA White Paper: Rebalancing the Financial Regulatory Landscape (May 1, 2017)
      Use with Section IV.B. Reform After the Financial Crisis, beginning on page 99.
    4. 3.4 Show/Hide More Elizabeth Brown, Prior Proposals to Consolidate Federal Financial Regulators (Apr. 20, 2015)
      Use with Section III.C Organizational Design After the Dodd-Frank Act, beginning on page 87.
      1. 3.5.1 Show/Hide More PHH v. CFPB Panel Opinion on Constitutionality of CFPB Structure (Oct. 2016)

        Use with Chapter 1.3 Section IV.B. Reform After the Financial Crisis, beginning on page 99.

        Use with Chapter 5.1 Section V.C. Ongoing Policy Debates, beginning on page 576.

      2. 3.5.2 Show/Hide More PHH v. CFPB Amicus Brief, PHH v. Acting Assistant Attorney General Chad Readler (Mar. 17, 2017)

        Use with Chapter 1.3 Section IV.B. Reform After the Financial Crisis, beginning on page 99.

        Use with Chapter 5.1 Section V.C. Ongoing Policy Debates, beginning on page 576.

      3. 3.5.3 Show/Hide More PHH v. CFPB, Amicus Brief, Maxine Waters (D-CA) with 40 current and former members of Congress (Mar. 31, 2017)

        Use with Chapter 1.3 Section IV.B. Reform After the Financial Crisis, beginning on page 99.

        Use with Chapter 5.1 Section V.C. Ongoing Policy Debates, beginning on page 576.

      4. 3.5.4 Show/Hide More PHH v. CFPB, Amicus Brief, Michael S. Barr, Deepak Gupta & Adam J. Levitin (Mar. 31, 2017)

        Use with Chapter 1.3 Section IV.B. Reform After the Financial Crisis, beginning on page 99.

        Use with Chapter 5.1 Section V.C. Ongoing Policy Debates, beginning on page 576.

  4. 4 Show/Hide More The Regulatory Perimeter *
    Original Creator: Financial Regulation: Law and Policy
    This folder contains supplemental information for Chapter 1.4.
    1. 4.1 Show/Hide More Madden v Midland SG Amicus Brief

      This brief presents the government's position on the Madden case as it was pending before the Supreme Court. For additional materials on the Madden decision and related matters, see the HLS Experiential Learning Problems posted in the folder below under Part XII where we deal with the securitization of financial assets.

      Use with Section IV. Overlapping Regulatory Perimeters, beginning on page 122.

    2. 4.2 Show/Hide More Chapman and Cutler LLP, The Regulation of Marketplace Lending: A Summary of the Principal Issues (Apr. 2016)

      This 2016 memorandum reviews the very large number of potential regulatory perimeters within which marketplace lending might be found to fall.

      Use with Section IV. Overlapping Regulatory Perimeters, beginning on page 122.

    3. 4.3 Show/Hide More Madden v. Midland Opinion and Order 11-CV-8149(CS) (Feb. 27, 2017)

      Use with Chapter 1.4 Section IV. Overlapping Regulatory Perimeters, beginning on page 122.

      Use with Chapter 2.1 Section IV. Rent-a-Charter, beginning on page 180.

  5. 5 Show/Hide More A Tour of the Balance Sheet
    Original Creator: Financial Regulation: Law and Policy
    No materials are yet posted in this folder.
  6. 6 Show/Hide More Experiential Learning Materials for Part I *
    Original Creator: Financial Regulation: Law and Policy
    Within this folder are HLS Experiential Learning Case Studies to be used in connection with Part I.
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September 14, 2016

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