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The Impact of Charter Choice *

This folder contains supplemental information for Chapter 2.1. The materials are primarily focused on the OCC's FinTech proposals as parallel efforts in the United Kingdom.

1 Supporting Responsible Innovation in the Federal Banking System: An OCC Perspective (March 2016)

https://wiki.harvard.edu/confluence/download/attachments/204380235/Supporting%20Responsible%20Innovation%20in%20the%20Federal%20Banking%20System%20An%20OCC%20Perspective.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
2 Comptroller’s Licensing Manual Draft Supplement: Evaluating Charter Applications From Financial Technology Companies (Mar. 2017)

https://www.occ.gov/publications/publications-by-type/licensing-manuals/file-pub-lm-fintech-licensing-manual-supplement.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
3 FCA Regulatory Sandbox Announcement

https://wiki.harvard.edu/confluence/download/attachments/204380235/FCA%20Regulatory%20Sandbox%20Announcement.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
4 Davis Polk Memo - Beyond FinTech: The OCC's Special Purpose National Bank Charter (December 2016)

https://wiki.harvard.edu/confluence/download/attachments/204380235/Davis%20Polk_occs_special_purpose_national_bank_charter.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
5 Sullivan & Cromwell Memo - Office of the Comptroller of the Currency Proposal to Charter Special National Banks for FinTech Companies (Dec. 2016)

https://wiki.harvard.edu/confluence/download/attachments/204380235/Sullivan%20%20Cromwell_OfficeoftheComptrolleroftheCurrencyProposal.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
6 CSBS v. OCC Complaint (Apr. 2017)

https://bankcsbs.files.wordpress.com/2017/04/csbs-occ-complaint-final.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
7 DFS v. OCC Complaint (May 2017)

http://www.dfs.ny.gov/about/ea/ea170512.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
8 Madden v. Midland Opinion and Order 11-CV-8149(CS) (Feb. 27, 2017)

https://www.davispolk.com/files/nysd_saliha_madden_midland_funding_llc.pdf

Use with Chapter 1.4 Section IV. Overlapping Regulatory Perimeters, beginning on page 122.
Use with Chapter 2.1 Section IV. Rent-a-Charter, beginning on page 180.
9 The Fourth Corner Credit Union v. Federal Reserve Bank of Kansas City Appeal and Opinion 16-1016 (June 27, 2017)

https://dlbjbjzgnk95t.cloudfront.net/0939000/939113/16-1016.pdf

Use with Section IV. Rent-a-Charter, beginning on page 180.
10 CGAP Blog Post – Did India’s Central Bank get Payments Bank Approvals Right? (Aug.27, 2015)

http://www.cgap.org/blog/did-india%E2%80%99s-central-bank-get-payments-bank-approvals-right

Use with Section II. Different Charter Types, beginning on page 165.

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1 Supporting Responsible Innovation in the Federal Banking System: An OCC Perspective (March 2016)

2 Comptroller’s Licensing Manual Draft Supplement: Evaluating Charter Applications From Financial Technology Companies (Mar. 2017)

3 FCA Regulatory Sandbox Announcement

4 Davis Polk Memo - Beyond FinTech: The OCC's Special Purpose National Bank Charter (December 2016)

5 Sullivan & Cromwell Memo - Office of the Comptroller of the Currency Proposal to Charter Special National Banks for FinTech Companies (Dec. 2016)

6 CSBS v. OCC Complaint (Apr. 2017)

7 DFS v. OCC Complaint (May 2017)

8 Madden v. Midland Opinion and Order 11-CV-8149(CS) (Feb. 27, 2017)

9 The Fourth Corner Credit Union v. Federal Reserve Bank of Kansas City Appeal and Opinion 16-1016 (June 27, 2017)

10 CGAP Blog Post – Did India’s Central Bank get Payments Bank Approvals Right? (Aug.27, 2015)