Part VIII. Corporate Governance, Supervision, and Enforcement | Financial Regulation: Law and Policy | September 14, 2016

H2O

Part VIII. Corporate Governance, Supervision, and Enforcement

by Financial Regulation: Law and Policy Show/Hide
  1. 1 Show/Hide More Corporate Governance *
    Original Creator: Financial Regulation: Law and Policy
    This folder contains supplemental information for Chapter 8.1.
    1. 1.2 Show/Hide More Davis Polk Visual Memo - Incentive Compensation for Financial Institutions: Reproposal (May 12, 2016)
      Use with Section V. Modifying Incentives Through Compensation, beginning on page 822.
    2. 1.3 Show/Hide More OCC, Wells Fargo Order on Sales Practices (Sep. 8, 2016)
      Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
    3. 1.4 Show/Hide More Wells Fargo, Independent Directors of the Board Sales Practices Investigation Report (Apr. 10, 2017)
      Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
    4. 1.5 Show/Hide More OCC Report, Lessons Learned Review of Supervision of Sales Practices at Wells Fargo (Apr. 19, 2017)
      Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
    5. 1.6 Show/Hide More H. Jackson Blog Post, One Take on the Report of the Independent Directors of Wells Fargo: Vote the Bums Out (Apr. 22, 2017)
      Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
    6. 1.7 Show/Hide More Julie Andersen Hill and Douglas K. Moll, The Duty of Care of Bank Directors and Officers (Apr. 2017)
      Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
  2. 2 Show/Hide More Supervision and Enforcement *
    Original Creator: Financial Regulation: Law and Policy
    This folder contains supplemental information for Chapter 8.2.
    1. 2.1 Show/Hide More US EX REL. O'DONNELL v. Countrywide Home Loans Inc. (Court of Appeals)
      Notes:
      Use with Section <span class="caps">III</span>. Enforcement Policy and Trends, beginning on page 837.
    2. 2.2 Show/Hide More Boston Consulting Group, Global Risk 2017: Staying the Course in Banking (Mar. 2, 2017)
      Use with Section III. Enforcement Policy and Trends, beginning on page 837.
    3. 2.3 Show/Hide More Bandimere v. SEC, No 15-9586 (10 Cir., Dec. 27, 2016)
      Use with Section III. Enforcement Policy and Trends, beginning on page 837.
  3. 3 Show/Hide More Experiential Learning Materials for Part VIII*
    Original Creator: Financial Regulation: Law and Policy
    Within this folder are HLS Experiential Learning Case Studies to be used in connection with Part VIII
Close

Playlist Information

September 14, 2016

Author Stats

Financial Regulation: Law and Policy

Other Playlists by Financial Regulation: Law and Policy

Find Items

Search below to find items, then drag and drop items onto playlists you own. To add items to nested playlists, you must first expand those playlists.

SEARCH
Leitura Garamond Futura Verdana Proxima Nova Dagny Web
small medium large extra-large