Export Corporate Governance *

Corporate Governance *

This folder contains supplemental information for Chapter 8.1.

1 NY Fed Releases Report Providing an In-depth Look at Behavioral Risk Management in the Financial Services Industry (Aug. 22, 2016).

https://www.newyorkfed.org/newsevents/news/research/2016/an160822

Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
2 Davis Polk Visual Memo - Incentive Compensation for Financial Institutions: Reproposal (May 12, 2016)

https://wiki.harvard.edu/confluence/download/attachments/204380235/Davis%20Polk%20Visual%20Memo%20-%20Incentive_Compensation_for_Financial_Institutions_Reproposal%20%28May%2012%202016%29.pdf

Use with Section V. Modifying Incentives Through Compensation, beginning on page 822.
3 OCC, Wells Fargo Order on Sales Practices (Sep. 8, 2016)

https://www.occ.gov/news-issuances/news-releases/2016/nr-occ-2016-106a.pdf

Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
4 Wells Fargo, Independent Directors of the Board Sales Practices Investigation Report (Apr. 10, 2017)

https://www08.wellsfargomedia.com/assets/pdf/about/investor-relations/presentations/2017/board-report.pdf

Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
5 OCC Report, Lessons Learned Review of Supervision of Sales Practices at Wells Fargo (Apr. 19, 2017)

https://www.occ.gov/publications/publications-by-type/other-publications-reports/pub-wells-fargo-supervision-lessons-learned-41917.pdf

Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
6 H. Jackson Blog Post, One Take on the Report of the Independent Directors of Wells Fargo: Vote the Bums Out (Apr. 22, 2017)

https://corpgov.law.harvard.edu/2017/04/22/one-take-on-the-report-of-the-independent-directors-of-wells-fargo-vote-the-bums-out/

Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.
7 Julie Andersen Hill and Douglas K. Moll, The Duty of Care of Bank Directors and Officers (Apr. 2017)

https://poseidon01.ssrn.com/delivery.php?ID=793116004073120031100024083119003099122022037016006065077116015005125013095119011027000061119043019059124098024018067119120102027053058076046000027085072091068090119051032095072094092103119119103125102080027107003102097111000124124100087065095084065084&EXT=pdf

Use with Section III. Responsibilities and Duties of Directors, beginning on page 811.

1 NY Fed Releases Report Providing an In-depth Look at Behavioral Risk Management in the Financial Services Industry (Aug. 22, 2016).

2 Davis Polk Visual Memo - Incentive Compensation for Financial Institutions: Reproposal (May 12, 2016)

3 OCC, Wells Fargo Order on Sales Practices (Sep. 8, 2016)

4 Wells Fargo, Independent Directors of the Board Sales Practices Investigation Report (Apr. 10, 2017)

5 OCC Report, Lessons Learned Review of Supervision of Sales Practices at Wells Fargo (Apr. 19, 2017)

6 H. Jackson Blog Post, One Take on the Report of the Independent Directors of Wells Fargo: Vote the Bums Out (Apr. 22, 2017)

7 Julie Andersen Hill and Douglas K. Moll, The Duty of Care of Bank Directors and Officers (Apr. 2017)